Financial Administrator - St. Albans, United Kingdom - Focus Search and Selection

Focus Search and Selection

Verified Company

St. Albans, United Kingdom

3 weeks ago

Posted by:

Tom O´Connor

beBee Recruiter

Description

Suitability File Reviewer

What We're Looking For.

Someone who is keen to join a small but growing team in a small team, who are making good waves in the IFA marketplace.

A background in financial services support and a general want to be successful, for the good of the company but also for themselves.

Anindividual who is organised and happy to own it

What You're Looking For

A stable opportunity with an industry leading company, large enough to make a real impact but small enough for you to feel valued and welcomed.

The ability to use your diligent skills in a financial, advisory and support capacity. An opportunity to developyourself, gain strong experience and make a real difference.

What You'll Be Doing

Provide the business with effective and robust advice suitability checks on all areas of the advice process including advice file checks and focused file audits.
To influence and assist all areas to establish and maintain appropriate standards of business practice consistent with company and regulatory requirements.
To build effective, supportive relationships with key stakeholders to facilitate and develop the company and regulatory culture.
To assist in evaluating employee performance and identifying training needs
Provide observations on key documentation, Know Your Client details, Research and Suitability of Advice and provide remedial action suggestions where required

Qualities/Qualifications You'll Possess

Good standard of education including English and Maths.
Experience in an IFA/Wealth Management support role
Excellent knowledge of the UK Financial Services Regulatory Framework
Excellent product knowledge of Pensions, Investments, Mortgages and Protection

Nice to have

Preferably financial qualifications
Degree or equivalent in Business/Tech

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We are a friendly and supportive organisation setting every individual with a strong career path. We value excellence, creative courage and bright ideas. The opportunity for career development is huge, we will offer a pathway of progression asyou perform, and the business continues to grow._

Please note that our client is an equal opportunities Employer and adheres to all relevant legislation and offer services regardless of age, race, sex, disability or religious belief.