Head of Compliance - London, United Kingdom - eFinancialCareers

eFinancialCareers
eFinancialCareers
Verified Company
London, United Kingdom

3 weeks ago

Tom O´Connor

Posted by:

Tom O´Connor

beBee Recruiter
Description

We are exclusively recruiting for a Crowdfunding platform looking to recruit a remote based Head of Compliance & MLRO (SMF16/17) to oversee all Global compliance requirements for the firm.


Salary:
Market Rate plus Bonus & equity

Main Responsibilities:


  • Managing and implementing compliance to regulatory standards across the Groups operating activities
  • Developing, along with Senior Management, the strategy to access new markets
  • Monitoring our financial promotions policy to ensure adherence to regulatory rules
  • Collating reviewing and uploading all relevant regulatory returns

Job Requirements:


  • Previous experience/exposure from a similar crowdfunding firm
  • Relevant regulatory knowledge (preferably including some overseas jurisdictions)
  • Currently/previously hold SMF16/17 functions or looking to make that step up in to this function
  • Good communicator with excellent oral and written skills
More jobs from eFinancialCareers
See all jobs of eFinancialCareers