Specialist, Regulatory Oversight Management - Manchester, United Kingdom - eFinancialCareers

eFinancialCareers
eFinancialCareers
Verified Company
Manchester, United Kingdom

1 week ago

Tom O´Connor

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Tom O´Connor

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Description

Overview:


  • Responsible for the development and delivery of a successful Regulatory environment across Operations Utilities globally, with specific focus on SMCR and CASS, CAP and GAS responsibilities.
  • Supporting Ops Utilities teams and management in the execution of said responsibilities on a daily and ad hoc basis, managing tasks to the required deadline.
  • Ensure the adherence of the global Ops Utilities teams to our regulatory objectives.
  • Effective breach management, lessons learned and breach reduction goals across the global group.
  • Delivery and execution of SLDs in line with regulation requirements.
  • Drive strong culture of regulatory adoption, including CASS, across the global teams, which can be evidenced and demonstrated.
  • Deliver relevant and applicable training across the groups to support the regulatory environment on an ad hoc and continuous basis.
  • Provide support and leadership to the CASS responsible, CAP accountable, GAS responsible and certified UK manager through the execution of specific tasks, attendance of required meetings and representing the global group on these meetings.
  • Responsible for the maintenance of required procedures, schedules, testing frameworks, MI and required supporting monthly documentation.
  • Build successful relationships with CASS and other regulatory counterparts.
  • Be able to manage across teams, functions and multiple teams.
  • Sound regulatory knowledge especially within CASS, CAP, GAS and SMCR, desire to extend and broaden understanding to benefit the group and wider organisation.
  • Strong background knowledge and ability to learn multiple functions and understand regulatory impacts.
BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer. Minorities/Females/Individuals with Disabilities/Protected Veterans.

Our ambition is to build the best global team - one that is representative and inclusive of the diverse talent, clientsand communities we work with and serve - and to empower our team to do their best work.

We support wellbeing and a balanced life, and offer a range of family-friendly, inclusive employment policies and employee forums.

Employer Description:


For over 230 years, the people of BNY Mellon have been at the forefront of finance, expanding the financial markets while supporting investors throughout the investment lifecycle.

BNY Mellon can act as a single point of contact for clients looking to create,trade, hold, manage, service, distribute or restructure investments and safeguards nearly one-fifth of the world's financial assets.

BNY Mellon remains one of the safest, most trusted and admired companies. Every day our employees make their mark by helpingclients better manage and service their financial assets around the world.

Whether providing financial services for institutions, corporations or individual investors, clients count on the people of BNY Mellon across time zones and in 35 countries and morethan 100 markets.

It's the collective ambition, innovative thinking and exceptionally focused client service paired with a commitment to doing what is right that continues to set us apart.


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