Compliance and Regulation Manager - City of London, United Kingdom - Centre People

Centre People

Verified Company

City of London, United Kingdom

3 weeks ago

Posted by:

Tom O´Connor

beBee Recruiter

Description

Compliance and Regulation Manager (Ref:

MS44804)
A large international financial services organisation is looking for a Compliance and Regulation Manager to join their London office.

Type:
Permanent, full-time

Working hours: 9:00-17:30 from Monday to Friday

Salary:
around £60k DOE

START:

ASAP

Location:
London

MAIN ResponsibilitIES:

Provide a proactive and reactive daytoday advisory service in relation to compliance and regulatory requirements, internal policies and procedures, best practice guidelines and reputational matters which impact and related affiliate entities
Liaise closely with the business and the other control functions covering the business to identify and manage the compliance and regulatory risks associated with specific activities and the business as a whole
Ensure that compliance and regulatory policies and procedures are documented, implemented, and communicated
Develop and deliver induction and ongoing training when required on compliance regulatory requirements, policies and best practice issues
Assess new products, services and systems considering new and existing policies and

procedures, before, during and after their development and implementation

Liaise with internal departments to manage regulatory reporting and related affiliate entities and file required compliance reports with regulatory agencies
Conduct periodic internal reviews or audits to ensure that compliance procedures are followed
Liaise with internal or external auditors on compliance and regulatory matters
Identify compliance issues that require followup or investigation and support the conduct of internal investigation of compliance issues
Monitor compliance systems to ensure their effectiveness, maintain documentation of compliance activities and submit reports regarding compliance operations and progress as required
Stay abreast with industry changes, trends, and best practices and assess the potential impact of these changes on the business
Provide guidance on the design and implementation compliance standards
Build and strengthen relationships with key stakeholders in Europe and Tokyo Headquarters (THQ)
Perform other related tasks as assigned by management and to meet business needs
Comply with policies and procedures
Around 8 years' experience in compliance or regulatory reporting required; Payment Card Industry experience is desirable
Minimum Bachelor's degree or equivalent
Minimum business level proficiency in Japanese (verbal, written and reading)
Knowledge of the principles, procedures, and techniques of compliance and regulatory reporting
Ability to develop user friendly internal policies and procedures based on the relevant laws and regulations
An understanding of the legal and compliance issues of complex financial services organisations
An understanding of legal entity structures and organisations
Good experience of Financial Services and related Anti-Money Laundering (AML) risks.
Intermediate or advanced proficiency in the MS Office Package
Good knowledge and understanding of the industry and the regulatory environment
Demonstrable analytical and data interpretation skills
An understanding of regulatory reporting requirements
Good presentation skills, articulate, able to communicate quickly and clearly at all levels
Resourceful in resolving issues and solving problems, leveraging resources to get results
Creates an atmosphere in which timely information flows smoothly both upward and downward through the organisation; possesses exceptional communication and presentation skills
Supports, manages and initiates change within the organisation, taking steps to remove barriers or to accelerate its pace
Actively pursues learning and selfdevelopment to enhance personal, professional and business growth; shares learning
Ability to work independently and take initiative
Strong interpersonal skills with the ability to negotiate and influence others at all levels, including senior management.
Effective decisionmaking skills; can choose a prompt course of action amongst options involving uncertainty or risk.

All applicants must have the right to work in the UK as the Company is not able to offer visa support.

Compliance and Regulation Manager (Ref:
MS44804)
A large international financial services organisation is looking for a Compliance and Regulation Manager to join their London office.