Compliance Consultant, Prudential - London, United Kingdom - eFinancialCareers

eFinancialCareers
eFinancialCareers
Verified Company
London, United Kingdom

1 month ago

Tom O´Connor

Posted by:

Tom O´Connor

beBee Recruiter
Description

Responsibilities will include:

  • Providing high quality advice and support to clients on all prudentialrelated matters, which may include: ICARAs, ICAAPs, ILAAPs, Recovery Planning and Wind down plans,
  • Conducting prudential reviews,
  • Preparing and review of Annex 4 returns,
  • GABRIEL reporting,
  • Assisting with authorisations,
  • Drafting policies and procedures
  • Being as the main point of contact for a portfolio of clients
  • Actively partnering with global sector teams to support and deliver on shared projects and responsibilities, where required
  • Developing training materials and assisting in delivering training sessions
  • Arranging and helping to prepare for client meetings
  • Participating in and where relevant, helping to present at Bovill events and training sessions, such as client briefings on topical regulatory issues and roundtable events aimed at compliance professionals
  • Fostering a professional relationship with clients and contacts, ensuring regular and open communication
  • Actively seek to increase Bovill's client base by performing market research and identifying new prospects to target
  • Attending relevant industry events to build your network and promote the Bovill brand
  • Assisting the team with marketing and business development activities which may include preparing proposals and draft engagement letters, writing articles for publication (website & social media) and preparing marketing material
  • Responding to adhoc and routine regulatory queries


When the opportunity arises, there may also be requirement to assist other teams and clients on a wider range of regulatory matters, so a keenness to the development of knowledge across the spectrum and a willingness to collaborate on work outside of themain areas of expertise is expected.


  • A degree level education, a fully qualified accountant would be ideal
  • Significant compliancerelated experience gained at a financial institution, legal practice, consultancy and/or the regulator
  • An excellent understanding of CRR, CRD IV, FCA Handbook, GENPRU, BIPRU, IFPRU
  • A strong familiarity with PRA and FCA regulatory reporting rules and guidance
  • Good technical knowledge of the financial services regulatory regime and the FCA/PRA's policies and practices, with an indepth knowledge of relevant prudential and reporting issues.
  • Experience translating regulatory rules and guidance into meaningful, fitforpurpose and pragmatic solutions for clients.
  • Experience managing client relationships
  • Ability to confidently interact with Board and Executive level clients
  • Ability to prioritise multiple projects and engagements while meeting tight deadlines
  • Proven ability to manage own workload, and cope with the 'peaks and troughs' associated with professional services
  • Motivation and will be someone who thrives in a fastpaced, highpressure environment.
  • Commercial acumen, with the ability to spot new opportunities and develop them
  • A passion for solving interesting problems


Given the technical nature of the work we do, exceptional written and oral communication skills, and high attention-to-detail are paramount.

In return we offer

  • The opportunity to work in an entrepreneurial, fast moving, stimulating environment
  • Strong career development support mentoring, coaching, relevant training and development
  • The opportunity to work closely with, and learn from, our team of regulatory experts who are truly committed to assisting your development
  • A small informal company environment with mínimal bureaucracy
  • A competitive salary, performancerelated discretionary bonus, and generous flexible benefits package
More jobs from eFinancialCareers
See all jobs of eFinancialCareers