Risk & Compliance Associate - Ipswich, United Kingdom - Link Fund Solutions

Link Fund Solutions
Link Fund Solutions
Verified Company
Ipswich, United Kingdom

2 weeks ago

Tom O´Connor

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Tom O´Connor

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Description

Overview


The Risk & Compliance Associate will work closely with the BCMGlobal Risk & Compliance Team to assist in the implementation of processes and procedures to enable BCMGlobal Mortgage Services to meet its regulatory obligations.

They will assist in the preparation of reports to management, Link Group and clients.


Key Accountabilities and main responsibilities

  • Provide regulatory advice and support to the business, including approving changes to policies and procedures in accordance with regulatory requirements.
  • Provide guidance to staff as necessary.
  • Log requests from law enforcement agencies and compile requested information and responses.
  • Log the receipt of Suspicious Activity Reports and provide senders with an acknowledgement of such of behalf of the MLRO.
  • Carry out activities relating to Anti-Money Laundering such as transaction monitoring, KYC, PEP screening and sanction checking.
  • Assist in the preparation of monthly, quarterly and annual reports as necessary.
  • Assist with activities (e.g. rules mapping, compliance monitoring testing) as requested by the Compliance Manager.
  • Assist in the identification and management of regulatory risk throughout the business.
  • Assist in the preparation of risk reports, management information dashboards, minutes of meetings and incident records.
  • Maintain the Gifts and Hospitality Register and remind the business of the corresponding requirements in line with Anti-Bribery & Corruption rules.
  • Lead the preparation of Data Subject Access Requests.
  • Keep up to date with regulatory developments.
  • Work with the business to investigate any data protection breaches, logging any remedial and preventative action taken and promptly escalating to the DPO.

Experience & Personal Attributes

  • Ability to work as an effective team member be a leader, be cooperative, support others and deliver what you promise.
  • Ability to communicate at all levels.
  • Excellent quality of written and verbal communication.
  • Ability to organise workload to meet deadlines.
  • Ability and willingness to see task through to completion.
  • Customer focused identify effective solutions for borrower, internal client and external client.
  • Knowledge of the applicable regulations/codes governing the financial services industry
  • Previous Compliance experience.
  • CeMAP qualified or willing to obtain.
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