Kyc Quality Assurance Case Reviewer - London, United Kingdom - Bridge of Hope

Bridge of Hope

Verified Company

London, United Kingdom

3 weeks ago

Posted by:

Tom O´Connor

beBee Recruiter

Description

We are AMS.

We are a global total workforce solutions firm; we enable organisations to thrive in an age of constant change by building, re-shaping, and optimising workforces.

Our Contingent Workforce Solutions (CWS) is one of our service offerings; we act as an extension of our clients' recruitment team and provide professional interim and temporary resources.

Our investment banking client has been present in the UK for more than 150 years, they're a long-term partner to British business.

Today, the Group is formed of 10 divisions and employs 9,300 staff based in 21 core locations right across the country.

Their role is simply stated:
help clients achieve their goals by combining local know-how and global reach. In so doing, they seek to make a positive, sustainable contribution to both the UK economy and society.

On behalf of this organisation, AMS are looking for a
KYC Quality Assurance Case Reviewer r
for a 9-month
long contract based in London, hybrid 3 days per week in the office and the rest at home**.

As a KYC Quality Assurance Case Reviewer, you will:

Perform 2nd line of testing
verification and re-performance of KYC files reviewed by the first line.
Review PEP and sanctions related KYC information on client records.
Undertake client file KYC reviews to a robust standard to meet second.d level key controls and be prepared to provide an explanation of any issues identified
Review KYC files to assure DDT compliance with applicable policies/procedures.
Review completeness and accuracy of sanctions compliance as evidenced in KYC files and other customer records
Identify process and system enhancement opportunities in the File Review process
Support the team in the delivery of Compliance Reviews focused on KYC
Make appropriate suggestions for enhancements of controls, processes, and procedures (where relevant)
Maintain methodical approach to file reviews
Ensure timely escalation of significant issues to the MLRO/Compliance management
Report any breach of legislation or bank policy requirement via the bank's breach reporting procedure and escalate issue to the appropriate area.

What we're looking for:

Demonstrable KYC / AML / Sanctions oversight experience from within an investment bank and not only from within a management consultancy.
Experience of being the main decision maker in a file review team, quality assuring KYC and CDD deliverables.
Good experience assessing AML cases and making decisions to mitigate risk.
Understanding of general AML risk issues (e.g., product, jurisdiction, and clients).
Understanding of other financial crime risk such as bribery and fraud is preferable.
Uptodate knowledge of UK KYC regulatory environment.
An ability to work effectively as a part of a team within a highpressure environment.
First class communication skills, both written and oral.
A proven ability to present escalations to Management and argue a case accordingly.
A selfstarter attitude and the ability to work independently with mínimal supervision.

Next steps

This client will only accept workers operating via an Umbrella or PAYE engagement model.

AMS, a Recruitment Process Outsourcing Company, may in the delivery of some of its services be deemed to operate as an Employment Agency or an Employment Business.