Financial Crime Controls Manager - Glasgow, United Kingdom - Shawbrook Bank

Shawbrook Bank
Shawbrook Bank
Verified Company
Glasgow, United Kingdom

3 weeks ago

Tom O´Connor

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Tom O´Connor

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Description

The Opportunity
Shawbrook is a specialist bank driven by a purpose to power up ingenuity to create opportunity, every single day.

We offer a diverse range of savings and loan products.

From personal and business savings accounts and loans for wedding and new cars, to complex financial credit facilities for businesses requiring significant investment and mortgages for landlords withmultiple properties - no two customers are ever the same.


We give our customers the best-of-both worlds; uniquely combining strong digital capabilities with human expertise and ingenuity to deliver the best outcomes.

We rise to the challenge of a complex case or unconventional circumstances, and we love to makethings happen. By being creative, practical, and personal, we know we can always find the right solution for our customers.

If you're willing to roll up your sleeves, contribute new ideas and believe anything is possible, you're our kind of person


Work with us because you:

  • Want to be part of a bank built for the dynamics of the modern world
  • Relish a challenge and enjoy a fastpaced, innovative and hardworking culture
  • Enjoy finding new and better ways to solve complexity and make things happen
  • Want to belong to a diverse culture that stands shoulder to shoulder with minority and underrepresented groups
  • Care about society and the environment and want to be part of a business that cares too
  • Want to continue to grow professionally and be the best version of yourself

The Role & Responsibilities
Work with both the Enterprise and Consumer Heads of Financial Crime in 1LOD.

The Financial Crime Controls Manager will provide oversight and assurance on the banks' Financial Crime processes and controls, through the management of Issues, Risk Events, Controlsand Change within the bank.

The Financial Crime Controls Manager be responsible for measuring the controls effectiveness and ensure compliance with the Financial Crime Customer Due Diligence Standards, Transaction Monitoring Standards, and relevant FC policieswithin the Financial Crime Framework.


  • Support with the implementation of Financial Crime policies and standards
  • Oversight of the execution of the written reports on reviews undertaken and report findings and recommendations to the Enterprise/Consumer Risk Committees agree required remediation actions and followup on progress to ensure items are closed. Maintainan accessible and transparent audit trail of activities and reviews
  • Responsible for the change management activities for the 1LOD FC teams (including liaison IT for changes in the FC systems, communication and training of new processes, changes in procedures, etc.)
  • Provide advice and guidance on activities and controls requiring improvement as well as any associated resourcing and training needs
  • Support the Risk and Control Self-Assessment review and reporting process
  • Input to the development, review and maintenance of the Financial Crime Framework and the FC Oversight Programme
  • Produce and monitor outputs from Financial Crime reports to inform on trends and areas for assurance checking

Capabilities

  • Financial Crime knowledge, CDD/EDD and transaction monitoring and/or payment screening
  • Sound knowledge of assurance processes and gap analysis
  • Ability to translate findings into constructive solutions
  • Ability to produce meaningful, concise reports at committee level
  • Excellent customer service, presentation, and negotiation skills with both internal and external parties
  • High level of Computer proficiency (good knowledge of MS Office suite
  • Excel, Word, Power-Point, with relevant analytical software)
  • Good understanding of risk and riskrelated concepts
  • Be familiar with key risk indicators, linking these to risks and controls

Experience

  • Must have:
  • Background in Control Testing and Change Management in Financial Crime.
  • Be familiar with Financial Crime Risk Self Assessments (FCRSA), Controls Management, Risk Events & being responsible for the delivery of Issues & Action Plans
  • At least 5 years' experience in the Financial Crime

Desirable

  • Audit, assurance (2LOD), risk consultancy would be an advantage.
  • ICA Diploma
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