Cass Assurance Consultant - Greater London, United Kingdom - Twenty Recruitment Group

Twenty Recruitment Group

Verified Company

Greater London, United Kingdom

3 weeks ago

Posted by:

Tom O´Connor

beBee Recruiter

Greater London
- £

Reference: 29051

Description:

twentyAI have partnered with a Bank in London who are looking for a CASS Assurance Consultant to join their Regulatory Operations function.

Responsibilities_
Support the team on BAU tasks
Work with projects and compliance team to implement CASS changes where necessary
Assist with regulatory operations changes in relation to CASS
Understand and challenge the business processes and controls and be able to document them back to the CASS rule book
CASS Oversight including reviewing processes and controls, undertaking QA, sample test and/or collate data in a timely fashion to ensure compliance with relevant FCA rulebooks (CASS, COBS, SYSC, etc.).
Perform due diligence of client money banks and brokers including onsite visits where necessary.
Provide Management Information to CASS stakeholders (eg. CF10a, CASS Control and Compliance functions).
Work with Operational Risk team to identify all Operational Risk considerations in relation to CASS and related functions/processes.
Attendance at industry conferences/events, networking & roundtables in relation to CASS.
Experience_
Understanding of Settlement & Corporate Action events in relation to MiFID II eligible products and impact on treatment as Client Money events.
Previous track record in process improvement with a view to developing/enhancing controls.
Strong presentation skills to senior management
Ability to push back and influence Operations & Business teams globally