Central Compliance Control Room Associate - London, United Kingdom - BRUIN Financial

BRUIN Financial

Verified Company

London, United Kingdom

2 weeks ago

Posted by:

Tom O´Connor

beBee Recruiter

Description

Permanent

London,

Ref: 33376

CENTRAL COMPLIANCE & CONTROL ROOM - Looking for a quick start date ideally

Banking - c.£65k

Responsibilities include:

The role sits within the UK Compliance Team and will be responsible for assisting the Central Compliance function and providing an additional dedicated Control Room resource within the UK Compliance Team.

The role will report to Head of Europe Compliance and is responsbile for overseeing and assisting with all aspects of Central Compliance and Control Room related regulation, policies, procedures and controls.

Ideal experience:

Previous experience in Central Compliance within Investment Banking/Financial Services
General knowledge of FCA regulation
Contorl room experience
SMCR knowledge