Compliance Assistant - Wickford, United Kingdom - Coast Specialist Recruitment

Coast Specialist Recruitment

Verified Company

Wickford, United Kingdom

2 weeks ago

Posted by:

Tom O´Connor

beBee Recruiter

Description

An excellent new Compliance Assistant opportunity has arisen within a long established specialist Lender.
The role is fully office based

Key Responsibilities:

Directly assisting the Compliance Manager in the execution of their regular and ad hoc duties
Providing effective support and assistance in the undertaking of checks of all business partners, introducers, lenders and networks
Undertaking and providing feedback on Adviser file checks to ensure AML, regulatory and Company policies achieve the required standards
Helping to maintain accurate and relevant business records and centralised compliance registers
Proactively identifying new responsibilities and looking for opportunities to streamline and draw additional value from the governance and compliance processes.
Any other duties as assigned and deemed commensurate with the role.

Skills / experience required:

Experience with the processes of file or audit checks, preferably within an FCA regulated environment
Motivated and focused selfstarter who has the ability to learn new skills
Strong organisational and communication skills
Detail oriented with commercial awareness of business requirements
Ability to manage multiple tasks and working to strict deadlines
A strong grasp of written English and excellent proofreading skills
Computer literate in Word, Excel and PowerPoint
Ability to provide excellent customer service to customers and stakeholders
A flexible approach to work, and the ability to work well as part of a dynamic team
Positive attitude with a strong desire to learn and progress

Interviews available immediately