Junior Aml Analyst 6 Month Ftc, Compliance - London, United Kingdom - eFinancialCareers

eFinancialCareers

Verified Company

London, United Kingdom

3 weeks ago

Posted by:

Tom O´Connor

beBee Recruiter

Role Responsibilities

Client onboarding in line with current AML regulations and internal policies.
Assist with the investigations and research on potentially suspicious clients using various internal and external systems and databases.
Document and report the review/investigation findings and prepare case files with the required supporting documentation.
Process client takeon and associated AML/KYC tasks for the business.
Present required AML / KYC documentation to the MLRO to assist in client onboarding or review.
Maintain records of all client onboarding and/or subsequent review.
Participate in asneeded risk assessments and audits
Keeping abreast of regulatory changes.
Reviewing policies and amending as and when required.
Liaising with front office when collecting client due diligence.
Producing management information as and when required and attending and minuting various committees.
Deal with daytoday compliance issues, aiding the Compliance team, the MLRO and the Head of Legal and Compliance
Any adhoc project work.

Qualifications, Experience and Skills

A good understanding of the regulatory landscape faced by the UK financial services industry.
Ideally educated to degree level or equivalent.
Previous experience such as an internship working in a compliance team would be beneficial but not essential.
Excellent Excel, PowerPoint and Word skills
Good awareness and understanding of SMCR, the FCA and regulatory framework
Excellent understanding of relevant policies and regulations, particularly relating to Market Abuse, Anti-Money Laundering and Financial Crime.
Excellent communication skills, both written and oral.
Ability to prioritise competing demands and meet deadlines.
Experience of a high level of confidentiality and integrity.