Legal Compliance Officer - London, United Kingdom - Richmond Recruitment Agency

Richmond Recruitment Agency

Verified Company

London, United Kingdom

2 weeks ago

Posted by:

Tom O´Connor

beBee Recruiter

Description

Analysing conflict search results to identify potential regulatory and/or commercial conflicts and facilitating the resolution of these, utilising Intapp Open software.

Managing incoming requests for new client and new matter openings.

Researching new clients for CDD purposes and assisting fee-earners in obtaining the information and documentation required for this purpose.

Implementing and maintaining information barriers.

Conducting sanctions screening.

Working closely with other business support functions, including IT and Accounts.

Assisting with the testing of software upgrades linked to the Business Acceptance team, such as the upgrade of Intapp Open.

Skills Required:

A strong understanding of Anti-Money Laundering legislation and conflicts rules applicable in all jurisdictions in which the firm operates.
Confidence in presenting to senior stakeholders within the business.
Strong research skills and familiarity with widely used data providers such as Bureau van Dijk/Orbis, Companies House and Accuity.
Excellent communication skills and the ability to work as part of a team.
Ability to work under pressure and prioritise effectively.
A desire to build on existing knowledge and adapt to changes in processes and procedures quickly.
Undergraduate degree is required.
Experience of using Intapp Open software is desirable.