Internal Audit - London, United Kingdom - eFinancialCareers

eFinancialCareers
eFinancialCareers
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London, United Kingdom

3 weeks ago

Tom O´Connor

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Tom O´Connor

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Description

Internal Audit - Front Office Controls - Investment Banking

Key responsibilities:


  • Undertake periodic product and thematic reviews across the Investment Bank, challenging control design and control operating effectiveness.
  • Develop productive working relationships with senior Front Office management to ensure they understand their risks and have controls and processes in place to manage those risks.
  • Challenge the completion of operational risk and control self assessments.
  • Review how issues identified are resolved and whether actions taken are suitable and sustainably implemented.
  • Work with the Front Office Supervisor team in providing opinions and views on the status of controls in the various asset classes across the front office.

Key requirements:


  • ACCA / CIMA / ACA qualified
  • Have a good understanding of Markets (traded products) and Investment Banking products within a major financial institution.
  • An understanding of modern governance, risk and control assessment techniques.
  • Experience in one or more of the following areas: a front office supervisor role, COO role, internal audit, operational risk management or related disciplines, in the financial services industry.
  • Networking & Senior Stakeholder Management skills and able to Negotiate and Influence effectively.
  • Good organization, planning and project management abilities.
  • Full understanding of the key market, credit and operational risks operating across each main asset class operating in a major trading floor and IBD business.
  • Excellent communication abilities with well developed report writing skills and presentational skills
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