Compliance Manager - London, United Kingdom - eFinancialCareers

eFinancialCareers

Verified Company

London, United Kingdom

3 weeks ago

Posted by:

Tom O´Connor

beBee Recruiter

Description

Who we're looking for
We are looking for a Compliance Manager who will be reporting into the Head of Global Investments and Product Compliance
About Schroders
We're a global investment manager.

We help institutions, intermediaries and individuals around the world invest money to meet their goals, fulfil their ambitions, and prepare for the future.

We have around 5,000 people on six continents. And we've been around for over 200 years, but keep adapting as society and technology changes. What doesn't change is our commitment to helping our clients, and society, prosper.
The base
We moved into our new HQ in the City of London in 2018. We're close to our clients, in the heart of the UK's financial centre. And we have everything we need to work flexibly.
The team
The Compliance team comprises over 45 individuals in the UK, reporting through to the Chief Risk Officer. The Compliance team located in the UK covers Investment, Distribution, Financial Crime Risk, Core Compliance and Wealth Management.
What you'll do
Undertaking on-going desk based monitoring of trading and investment activities

Liaise on compliance matters, with overseas offices as necessary
Advise and assist investment teams on compliance matters, acting as a trusted advisor and challenging partner (including conflicts of interest, and conduct issues)
Contribute to risk based surveillance of investment management activities
Support the delivery of relevant thematic reviews
Review and draft internal policies and procedures
Represent Compliance across different internal committees.
Training investment teams as new requirements emerge or general BAU
Assist in implementing strategic and regulatory projects from Compliance prospective

The knowledge, experience and qualifications you need

Team / Staff management experience
Regulator management experience
Wellorganised, self motivated and thorough
Ability to liaise with and present to senior management
Good verbal, written communication and influencing skills
Broad technical (markets and regulatory) knowledge.
Monitoring and surveillance experience/interest.
Experience or knowledge in all public and private asset classes (Private Equity, Real Estate, Infrastructure, Insurance Linked Securities etc.).

The knowledge, experience and qualifications that will help

Wellorganised, self motivated and thorough

Ability to communicate and present
Good verbal and written communication skills

What you'll be like

Team skills: A team player who displays a high degree of interpersonal skills, tact and diplomacy with all constituencies. Possesses strong collaboration skills with peers and colleagues within and outside the Compliance, Legal and Governance group.
Intellectual flexibility and project management: Ability to quickly grasp and solve problems and to prioritize multiple competing projects and initiatives and focus resources in line with such priorities.
Astute at proactively identifying and shaping new industry, product or technical knowledge which will be advantageous to the business and awareness of current and evolving customer needs. Possesses a strong sense of urgency and an exceptional work ethic andis accustomed to a high degree of rigour, accuracy, detail and complexity.
Business Acumen: Has the desire and capability to get involved in the details of key business issues. Operates collaboratively across business teams and can meaningfully translate corporate strategy to the Compliance team.

We're looking for the best, whoever they are
Schroders is an equal opportunities employer. You're welcome here whatever your socio-economic background, race, sex, gender identity, sexual orientation, religious belief, age or disability.