Compliance Consultant - London, United Kingdom - eFinancialCareers

eFinancialCareers

Verified Company

London, United Kingdom

2 weeks ago

Posted by:

Tom O´Connor

beBee Recruiter

Description

COMPLIANCE CONSULTANT - ASSET MANAGEMENT/BUY SIDE EXPERIENCE REQUIRED
**£60K - £70K + Bonus + Benefits

Hybrid with Client Site Visits (London)**Our client, a growing UK and US Compliance Consulting Firm, is looking for an experienced Compliance practitioner to join their growing consultant ranks.

Reporting to the Managing Director, you will assist Compliance Directors with a portfolio of clients,including Asset Managers, Private Wealth Managers & Private Equity Boutiques.

Duties will include:

Providing compliance advice, anticipating the regulatory compliance needs of clients
Setting up compliance infrastructure for clients
Implementing regulatory change and improvement initiatives including policy frameworks
Providing technical opinions, responding to adhoc and routine regulatory queries
Undertaking compliance projects, monitoring reviews, and drafting compliance monitoring reports Preparing professional reports and presentations.
Assist in reviewing Fin Proms
Building and developing client relationships

This is an exceptional opportunity to join a highly regarded growing Compliance Consultancy in a role where you will work autonomously but as part of a collegiate and extremely technically competent team.

Promotional opportunities are extensive for thosethat regularly bring their A game and want to develop and grow their compliance knowledge and career.

Please note, my client has also highlighted that this role (unlike other consulting roles) does not have sales targets as they have separate sales and marketing team.