Commodities Firm - London, United Kingdom - eFinancialCareers

eFinancialCareers
eFinancialCareers
Verified Company
London, United Kingdom

3 weeks ago

Tom O´Connor

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Tom O´Connor

beBee Recruiter
Description
Responsibilities Conduct daily trade Surveillance (using SMARTS) investigating and escalating transactions as relevant.

  • Horizon scanning for new regulation and its impact on the business
  • Support Compliance for Electronic Trading and associated controls.
  • Assist with regulatory projects, reporting and MI
Requirements Surveillance experience (open in terms of products covered)

  • Interest in a trading floor based Compliance role
  • Ability to interact with stakeholders of various levels of seniority
For details please get in touch
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