Regulatory - Fs, 3-6 Pqe - London, United Kingdom - Taylor Root Global Legal Recruitment

Taylor Root Global Legal Recruitment
Taylor Root Global Legal Recruitment
Verified Company
London, United Kingdom

4 weeks ago

Tom O´Connor

Posted by:

Tom O´Connor

beBee Recruiter
Description
Regulatory FS, 3-6 PQE


Location
London
Contract Type
Permanent
Posted
Posted 46 mins ago
Industry
Financial Services (In-house)
Salary
£ £130000 per annum
Expiry Date

Ideally, you'll also have or specialise in

  • An excellent grasp of the regulatory landscape in the UK and EU, and a broad understanding of major international regulatory initiatives including FSMA, PDS2, EMD2, AIFMD, UCITS, MIFID II, IDD, EMIR, Financial Crime legislation (including MLRs, MAR, POCA, etc.),Experience working on contentious and or conduct or financial crimerelated investigations including Section 166 Reviews, Regulatory Attestations, Principle 11 Notifications and or FCA / PRA remediation exercises etc.;
Experience providing regulatory transaction support both M&A and corporate reorganisation (i.e., legal project management, transaction due diligence, inputting to SPAs, transitional services agreements, Part VII Transfers, FS Insolvency Processes and or assisting regulatory notifications for change in control);
Experience of supporting firms with FCA/PRA licensing processes including authorisations, variation of permission, notifications under AIFMD/UCITS, deauthorisation process, etc.;
Experience working on large-scale, regulatory compliance and transformation programmes;
FS sector experience, specifically banking, wealth & asset management and/or insurance sectors.


CONSULTANT:


Charlotte Pember:

Director | Law Firms

  • London, UK
**
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