Compliance Assistant - Marlbrook, United Kingdom - Sheridan Maine Midlands

Sheridan Maine Midlands
Sheridan Maine Midlands
Verified Company
Marlbrook, United Kingdom

3 weeks ago

Tom O´Connor

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Tom O´Connor

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Description

Compliance Assistant - Bromsgrove£28k-£33K+ Hybrid Working + Study Support

My client, a growing Financial Services company based in Cheltenham but holding regular meetings in Bromsgrove is looking to further establish themselves in the market.

Hiring an outstanding Compliance officer is an essential part of this process to strengthenthe Compliance team.

The Role

Other duties:


  • Assist with the tracking of company processes to confirm the business is compliant with FCA regulations
  • Assist with the preparation and development of concrete suggestions for amendments and improvementstimes by continually reviewing company procedures, recommending and implementing any agreed changes to improve efficiency and effectiveness
  • Provide support for the compliance overview program to ensure all is within approved timescales
  • Assist with the internal audit process to preemptively avoid infractions and any issues
  • Produce meaningful MI for key stakeholders and board members to stir business improvement

What are we looking for?:


  • Display a grasp of a variety of FCA regulations including MiFID II, SM&CR
  • You will be a driven individual with plenty of ambition as there is a clear pathway to promotion

What's on offer?
In addition to the attractive salary and study support, the role also attracts a variety of benefits

  • 25 days holiday
  • Free parking
  • Hybrid and flexible working including work from home after a period of settling in
You are required to be eligible to work in the UK full time without restriction.

If you're passionate about this position or are keen to hear more, please click on "apply" as soon as possible.

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