Senior Compliance Specialist - Liverpool, United Kingdom - Gibbs Hybrid

Gibbs Hybrid

Verified Company

Liverpool, United Kingdom

3 weeks ago

Posted by:

Tom O´Connor

beBee Recruiter

Description

Contract role - Senior Compliance Specialist (Market Abuse / Trade Surveillance) - Hybrid/Liverpool - 6 months - Inside IR35

Our customer, a global investment banking is recruiting for
Senior Compliance Specialist (Market Abuse / Trade Surveillance)within their Liverpool office to work with related departments to overseeing their current control room activities.

Senior Compliance Specialist (Market Abuse / Trade Surveillance)
key responsibilities and requirements will include but not be limited:

Control room processes assessment
Trade scenarios evaluation and change parameters per instrument type if needed
In charge of policies, report, regulatory change requirements
Provide advice and/or solution of regulatory change projects and/or compliance risk / risk indicators
Good understanding and knowledge about trade surveillance/control room activities
MAR, associated FCA/MIFIR requirements knowledge
Good communication and analytical skills
Banking / financial services background

Senior Compliance Specialist (Market Abuse / Trade Surveillance) will be working with EMEA traders and central surveillance team in hybrid mode with 2-3 days onsite in Liverpool office.

Please feel free to contact myself - Daisy Nguyen at Gibbs Hybrid for a confidential chat to know more details about the role.