Conduct Risk - London, United Kingdom - eFinancialCareers

Tom O´Connor

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Tom O´Connor

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Description

Job Purpose

Markets Conduct Risk works with Markets and Securities Services (MSS) and functions including Compliance, Operational Risk and Internal Audit, to support identification, evaluation and management of conduct risks in MSS Trading and Sales businesses.

The ConductRisk Framework team is part of Markets Conduct Risk and maintains the framework used for identifying and assessing conducts risks and evaluating related controls, as well as performing risk assessments and executing conduct control testing across MSS.

Theprimary mission of the Conduct Risk Framework team is to facilitate senior management in identifying and measuring conduct risks, and evaluating and remediating related controls, thereby supporting responsible provision of financial services to clients andeffective risk management for the firm.


Key responsibilities:

This role is to support the implementation of enhancements to the conduct risk assessment framework across Markets

Key responsibilities of the role are:

  • Supporting a wide range of business stakeholders in implementing conduct risk assessment enhancements
  • Rapidly developing expertise in Citi's risk assessment framework and tools, to enable provision of training and support to business users
  • Working to the overall quarterly timetable, proactively identifying risks, issues, and dependencies to support the CRF Lead in effectively managing delivery
  • Maintaining strong stakeholder relationships across Front Office, Independent Compliance Risk Management and Operational Risk
  • Contributing to continuous improvement of conduct risk assessment processes.
  • Directly executing improvements in aspects of the conduct risk assessment framework; aspects of execution may be manually intensive
  • Supporting junior team members to deliver to the best of their ability

Knowledge, Experience & Skills:


  • Understanding of conduct risks and related controls, associated with investment banking trading and sales activities
  • Strong understanding of risk management practices, including inherent risk assessment, control evaluation and residual risk measurement
  • Ability to deliver rigor and excellent attention to detail in execution, both personally and through supervision of others
  • Involvement in the execution of complex projects to challenging timelines involving many stakeholders in different locations
  • Able to work from home for as long as government guidance is to do so, but then to be present at Citi offices as needed thereafter
  • Knowledge of industry wide regulatory actions and conduct risk remediation programmes preferred
  • Excellent (Advanced) skills in working with MS Office Suite (Excel, Powerpoint, Visio, other)
  • Structured, methodical thinker with an ability to lead and coach a small team.

Qualifications:


  • College/university education preferred, but appropriate industry experience & exceptional delivery track record is as important.
  • Audit or risk management qualification preferred

What we Offer UK
As well as a competitive salary and consideration for a yearly discretionary bonus Citi offer;- 27 days paid annual leave

  • Flexible Days in Office and Working from Home during the working week
  • Award winning pension scheme
  • Life assurance and
  • Private medical insurance with Bupa healthcare.
  • Plus offer optional Benefits including Dental, Critical Illness Cover

In addition, we offer a competitive maternity, paternity and adoption leave scheme and employees also have the option (provided they have a student loan from the Student Loan Company) to divert saver and company match contributions to their student loan.

Wepride ourselves on our ability to offer employees a number of lifestyle benefits including; on site restaurant and coffee shops, online shopping and concierge service and subsidised clubs and societies.

Our select benefit package offers you the opportunity to customise your benefits according to your own lifestyle preferences and includes corporate discounts, memberships and a range of additional extras.

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Job Family Group:

Risk Management

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Job Family:

Business Risk & Controls

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Time Type:

Full time

  • Citi is an equal opportunity and affirmative action employer.

Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.

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