Communications Surveillance - Glasgow, United Kingdom - Barclays

Barclays

Verified Company

Glasgow, United Kingdom

2 weeks ago

Posted by:

Tom O´Connor

beBee Recruiter

Description

Communications Surveillance Manager

Glasgow

As a Barclays Communications Surveillance Manager, you will be accountable for identifying Market Abuse and Market Conduct risks within Barclays by analysing the output from the Electronic and Voice Communications Surveillance scenarios in accordance with relevant regulatory and legal requirements, firm policies, and industry best practices.

Broader responsibilities will include participating in User Acceptance Testing, enhancing existing coverage through output data analysis, and the like.

Barclays is one of the world's largest and most respected financial institutions, with 329 years of success, quality, and innovation behind us.

We offer careers that provide endless opportunity - helping millions of individuals and businesses thrive and creating financial and digital solutions that the world now takes for granted.

Working Flexibly

What will you be doing?:

Reviewing and investigating Communications Surveillance output to identify potential instances of market abuse/misconduct
Managing the alerts generated by Communications Surveillance controls in line with operating procedures and escalating areas of concern to the Compliance Advisory teams
Identifying and escalating potential breaches of regulatory rules such as Market Abuse Regulations (MAR), firm policies and the misuse of Material Non-Public Information (MNPI)
Assisting with the development, drafting and integration of processes and procedures
Having an active involvement in enhancing current exception reports and developing new surveillance tools, reports and procedures
Liaising with IT and Surveillance Optimisation Team on technical troubleshooting
Updating relevant policies and procedures, as required
Supporting the Surveillance function in delivering projects that enhance both the efficiency and effectiveness of the programme

What we're looking for:

High degree of proficiency working with IT systems and comfortable operating in a technical environment
Good understanding of the FCA Market Abuse Regulation (MAR) and equivalent global regulations
Experience in Compliance/Risk divisions is preferable
Investment Banking product knowledge is a plus

Skills that will help you in the role:

Working knowledge of using mainstream Surveillance systems and exceptional Excel skills
Proven track record of successful performance in Surveillance in an Investment Bank, Exchange, or Regulator
Knowledge of the rules and trading practices of the main European Exchanges

Where will you be working?
Our new state-of-the-art Campus, right in the heart of Glasgow is a hub of creative collaboration. A place where everyone can bring their true selves to work and reach their full potential.

Home to 5,000 of our colleagues, our Tradeston campus will support the community in more ways than one - by creating thousands of new career opportunities and celebrating local artists.

A short walk from Central Station on the south of the Clyde, it will be a key location for the Barclays business that will deepen our ties with the city and its communities.

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