Surveillance Officer - London, United Kingdom - eFinancialCareers

eFinancialCareers

Verified Company

London, United Kingdom

2 weeks ago

Posted by:

Tom O´Connor

beBee Recruiter

Description

Fixed Income Trading Venue is seeking a Trade Surveillance Officer to lead the Trade, E-communications, and Voice communications surveillance for our firm.

This is an exciting opportunity for a sales and trading Surveillance VP with fixed Income experience.

As the Trade Surveillance Officer, you will report directly to the head of compliance and have sole responsibility for the surveillance across the firm in London, Singapore, and Amsterdam.

This role has been brought about by extra scrutiny from the FCA inthis heavily technology-focused business.

Key Responsibilities:

Review daily alerts for market abuse and suspicious transactions
Maintain policies and procedures to prevent market abuse
Perform Market Abuse Risk Assessment (MARA)
Ensure market abuse training across the business
Escalate Suspicious Transactions (STOR) to the regulator
Manage relationships with third party trade surveillance software vendors

Qualifications:

Proven experience as a Surveillance Officer, Sales and Trading Surveillance VP or similar role
Strong understanding of fixed income markets and products
Experience with market abuse regulations and surveillance systems
Strong analytical and problemsolving skills
Excellent communication and interpersonal skills
Ability to work independently and manage multiple tasks

Salary on offer for this role is £100,000 - £120,000

You will be expected in the office 2 days a week.

Please contact me with your CV for more information.