Regulatory Reporting Executive - London, United Kingdom - eFinancialCareers

eFinancialCareers

Verified Company

London, United Kingdom

3 weeks ago

Posted by:

Tom O´Connor

beBee Recruiter

Description

Main Duties and Responsibilities

The Regulatory Reporting Team are a growing team within a changing business - we aim to deliver efficient, scalable and robust solutions, ensuring the business, and our clients, fulfil their regulatory reporting obligations.

Primary responsibilities will include:

Running the daily MiFIR transaction reporting processes, ensuring timely and accurate reporting to the FCA, via the ARM
Investigate and resolve exceptions and validations that arise during the daily reporting processes
Conduct periodic control and oversight of MiFIR post trade transparency publication
Compiling results of periodic oversight, reconciliation and quality assurance testing; identifying areas for improvement and proposing solutions
Cataloguing of exceptions/validations, conducting root cause analysis and providing impact assessment to facilitate remediation and corrective reporting
Designing solutions to resolve issues at source, conduct user acceptance testing and postrelease review to ensure resolution
Liaison with Front Office, Compliance, Operations, Technology and other internal stakeholders to resolve issues identified in a systematic, scalable and robust manner

Behavioural Competecies

Solution focussed individual with a desire to use their own initiative
Strong analytical capability, both quantitative and qualitative.
Excellent communication skills, intellectually curious
Excellent organisational skills, ability to undertake a number of tasks and projects concurrently.
Sets high standards of performance for self and strives to meet challenging objectives.

Acts with integrity and within both the spirit and the letter of the businesses principles, policies and procedures.

Displays a positive and energetic attitude, gets involved and proactively seeks out opportunities to advance the business.

Technical Competencies

2 to 3 years' experience within a similar Regulatory Reporting role in a Financial Service firm
Familiarity with UK and European regulations preferred
Background in asset management operations preferred
Good proficiency in MS Word, MS Excel and MS PowerPoint. Proficiency with VBA a bonus

Regulatory Responsibilities