Compliance Manager - Liverpool, United Kingdom - Recruit UK

Recruit UK

Verified Company

Liverpool, United Kingdom

2 weeks ago

Posted by:

Tom O´Connor

beBee Recruiter

Description

Job Title:
Compliance Manager

Industry:
Financial Services

Location:
Liverpool

Salary:
£40,000 - £50,000

Job ref: 7514

Recruit UK are working with an independent Financial Advice firm with offices in Liverpool, looking for compliance manager to join their team.

They are looking for someone to oversee the day-to-day compliance and functions in the office.

This will involve dealing with the FCA, managing oversight of file reviews, day to day compliance requirements, updating advisers and other file reviewers andaiding where needed to improve compliance in the business.

This is a fantastic opportunity for someone looking for their next step up in compliance and the opportunity to oversee the compliance functions.

What's in it for you:

Salary between £40,000£50,000 (dependent on skill set and experience)
Competitive holidays + Benefits
Potential to work from home
Support and mentoring within the role
Opportunity to support others and add real value

Skills and experience required:

Ideally, Level 4 Financial Planning Diploma
SMF16 experience
Strong technical knowledge
Passionate about financial planning
Able to commute between different offices when required

About Recruit UK:

As specialists in financial services recruitment, we bring unique expertise, insight and connections, whether you are looking for a new job or are trying to fill a role.

We have a reach of more than 100,000 financial services connections. Right now, RecruitUK are pleased to be working with an Independent Financial Advice firm on a compliance manager role.

Our commitment to you:

Start every journey with a conversation to find out about you indepth.
Provide honest feedback on where you fit in the jobs market.
Use our network across the financial world to match you to your perfect position. Or if we think you already have it, we'll tell you.
Take a holistic mindfulness approach career happiness is rarely just about the money.
Cover the whole of the UK with a local touch through our regional teams.
Never pester you.