Central Compliance Avp - London, United Kingdom - eFinancialCareers

eFinancialCareers

Verified Company

London, United Kingdom

4 weeks ago

Posted by:

Tom O´Connor

beBee Recruiter

Description

Responsibilities:

Maintenance of the firms inside information registers and information walls in the relevant systems
Communication and Management of the firms updates to its Global Restrictive List (GRL)
Implementation of certain controls as they pertain to the GRL
Assisting in the coordination and delivery of the Compliance Risk Assessment
Supporting in the running of other processes within the remit of the Central Compliance team as required, including Personal Account Dealing, Outside Business Interests and the Fit and Proper declaration process.
Implementing continuous improvement in Central Compliance processes

Essential skills:

In depth knowledge, understanding and practical experience of the control frameworks required of financial institutions in relation to the proper management of confidential information.

Preferred:

Working on Control Room processes
Experience of maintenance of information registers and restricted lists skills

In our company values we aim for equity at all stages of the recruitment process, please let us know if we can do anything to make the process more accessible to you.