Field Risk Manager - Hampshire, United Kingdom - Careers In Group

Careers In Group

Verified Company

Hampshire, United Kingdom

2 weeks ago

Posted by:

Tom O´Connor

beBee Recruiter

Description

Compliance, Risk, FCA, Financial services, SCMR, AR, Hampshire, hybrid,

Your new company
A financial services organisation based in Hampshire are actively recruiting for a Field Risk Manager.

This is an exciting opportunity to join a team of compliance professionals who will form an in depth and solid relationship with our AR Firm Principals,understanding their business and working with them to ensure their firm and the network remains safe.

Your new role

As a field Risk Manager your role is to deliver regulatory oversight to appointed representative firms and registered Individuals and ensure Treating Customers Fairly principles are embedded.

Additional responsibilities:

Identification and resolution of customer, regulatory, reputational, and operational risks
Manage areas of risk within Network appetite and identify and investigate areas of risk through Supervisory activity
Conduct Inspection Visits, complete reports, provide coaching and feedback, identify risks and escalate any identified failings through to the Supervisions & Oversight Manager

What you'll need to succeed

Experienced in field supervision or compliance monitoring (ideally around 35 years minimum)
Competent assessor of adviser competence who can deliver feedback
Confident communicator, particularly skilled in questioning, and be able to display sound judgment when assessing risks
Experience of Network/National and IFA/restricted advice models and QCF Level 4 or equivalent Compliance & Risk qualification

What you'll get in return

Salary Comparative to Experience
Hybrid working
Bonus
Pension Scheme 10% noncontributory company pension scheme that can be boosted through personal contributions
26 days holiday

Private Medical Insurance