Client On-boarding Analyst - London, United Kingdom - eFinancialCareers

eFinancialCareers

Verified Company

London, United Kingdom

3 weeks ago

Posted by:

Tom O´Connor

beBee Recruiter

Description

Tradition is currently seeking to appoint a Client On-Boarding Analyst in London.

Main responsibilities within the Client On-Boarding Analyst position include:

Provide support and timely administration as required to the On-boarding Department and assist with the continual development of the on-boarding function within the London Office.
Working within and assist in the development of the Front Office
First Line of Defence Client Onboarding Function.
Onboarding low, medium and high risk accounts.
Carrying out sanction screening on relevant stakeholders of new clients.
Fulfil its duty as the outsourced function for Client Onboarding for other Tradition entities as per the formal outsourcing arrangements.
Providing accurate and timely onboarding of new clients for the Tradition London Group business entities.
Working in collaboration with Second Line of Defence staff such as Tradition London Group Compliance Department.
Initiating Give up agreements.
Undertaking and passing all necessary training in line with the requirements of the role.
Any other duties reasonably requested.

Key skills, experience and competencies required to be successful in this role:

Sound knowledge of Client On-boarding process.
Sound knowledge of related processes such as Know Your Customer (KYC) and Anti-Money Laundering (AML) Regulations.
Understanding of client regulatory and tax classification
MiFID, FATCA and CRS.
Understanding of the EU / US / UK Sanctions regime.
Understanding of the Anti-Bribery requirements.
Experience / exposure to Give Up agreements would be highly beneficial.
Previous experience in a similar role is highly advantageous.
Excellent Microsoft Office skills.