Compliance Consultant - Birmingham, United Kingdom - Coast Partnership
Description
How important to you is the following: -
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Working for a compliance company that looks after some of the best IFA firms within the UK
:
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Working for an Award-wining Compliance company where your input is recognised and celebrated throughout the industry
:
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Being able to give your clients a straight answer and NEVER sit on the fence
:
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To work for a Compliance company that truly believes that Compliance can be fun:
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Being part of a buzzing, friendly team
This is a hybrid role, and you will be expected to work at home or at client's offices as required.
The position will involve file checking, answering client compliance queries, reviewing, and updating in house procedures, training advisers, reviewing CPD activity, collating management information, annual audits.
Ordinarily you would have been visiting clients at their offices generally from Monday - Thursday 9/9.30 to 4/4.30pm (Friday is an admin home day).
About You
- Diploma Qualified
- Experienced of reviewing files for IFA's
- Compliance experience
- Attention to detail
- Pragmatic approach to compliance
- Willingness to work with advisers
If this sounds like the perfect role for you please don't hesitate to apply
Salary:
£45,000.00-£50,000.00 per year
Benefits:
- Additional leave
- Bereavement leave
- Company car
- Company events
- Company pension
- Flexitime
- Free or subsidised travel
- Life insurance
- Private medical insurance
- Referral programme
- Sick pay
- Wellness programme
- Work from home
Schedule:
- Flexitime
- Monday to Friday
Supplemental pay types:
- Bonus scheme
Application question(s):
- Do you hold a Diploma in Regulated Financial Planning?
Experience:
- Compliance management: 2 years (required)
Work Location:
On the road
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