Regulatory - Fs, 3-6 Pqe - London, United Kingdom - Taylor Root Global Legal Recruitment
Description
Regulatory FS, 3-6 PQELocation
London
Contract Type
Permanent
Posted
Posted 2 hours ago
Industry
Financial Services (In-house)
Salary
£ £130000 per annum
Expiry Date
Ideally, you'll also have or specialise in
- An excellent grasp of the regulatory landscape in the UK and EU, and a broad understanding of major international regulatory initiatives including FSMA, PDS2, EMD2, AIFMD, UCITS, MIFID II, IDD, EMIR, Financial Crime legislation (including MLRs, MAR, POCA, etc.),Experience working on contentious and or conduct or financial crimerelated investigations including Section 166 Reviews, Regulatory Attestations, Principle 11 Notifications and or FCA / PRA remediation exercises etc.;
Experience of supporting firms with FCA/PRA licensing processes including authorisations, variation of permission, notifications under AIFMD/UCITS, deauthorisation process, etc.;
Experience working on large-scale, regulatory compliance and transformation programmes;
FS sector experience, specifically banking, wealth & asset management and/or insurance sectors.
RELATED JOBS:
View all jobs
Financial Services (In-house)
Regulatory FS, 3-6 PQE:
SALARY
- £ £130000 per annum-
POSTED
- Posted 2 hours ago
Energy
Financial Services (In-house)
Logistics
Corporate lawyer:
- Leading trading company in London requires a lawyer to join its legal team. The position involves advising on legal and risk issues arising for the business so lawyers looking to broaden into a generalist position inhouse would suit this role. Our client will consider lawyers from a corporate or capital markets background and having finance [ ]
POSTED - Posted 1 week ago
Financial Services (Inhouse)
Regulatory FS, 3-6 PQE:
SALARY
- £ £130000 per annum-
POSTED
- Posted 2 weeks ago
More jobs from Taylor Root Global Legal Recruitment
-
Psl - Disputes: Part Time / Full Time
London, United Kingdom - 1 week ago
-
Psl - Banking: Part Time / Full Time
London, United Kingdom - 1 week ago
-
Associate Director
London, United Kingdom - 1 week ago
-
Real Estate
London, United Kingdom - 3 weeks ago
-
Psl - Banking - 3 Days
London, United Kingdom - 5 days ago
-
Wcc & Investigations - International Firm 3-5 Pqe
London, United Kingdom - 2 weeks ago