Compliance Manager, Successful Mid-market Private - London, United Kingdom - eFinancialCareers

eFinancialCareers

Verified Company

London, United Kingdom

4 weeks ago

Posted by:

Tom O´Connor

beBee Recruiter

Description

About our client

Our client, a well-established mid-market private equity firm are currently looking to hire a Compliance Manager to join their expanding London based compliance function.

The fund manages investments focusing on a range of sectors across the European and USmarket.

With several international offices and over 100 employees globally, the Compliance Manager will become an integral part of the London team.

They are currently experiencing a growth phase and have a fund-raise lined up for the near future, making itan exciting period to join.

What the job involves:

As the Compliance Manager you will work alongside the Head of Compliance to support and lead on a variety of generalist compliance tasks.

Alongside the day-to-day there will be opportunity to take on multiple projects and build out the compliance function asthe fund continues to grow.

As Compliance Manager you will have managerial responsibilities, including overseeing two junior members within the team. There is a defined career path within the team allowing you excellent progression and broad exposure.

Yourresponsibilities will include:

Support and manage the compliance function, both in the UK and internationally across the fund.
Assist the Head of Compliance to implement effective policy changes to reflect changing law and regulation
Ensure the fund has appropriate procedures in place to meet its regulatory obligations across jurisdictions.
Provide compliance monitoring and advisory support across the business on an adhoc basis
Oversee KYC/ AML procedures and support due diligence for transactions

Who we are looking for:

Experience of working within Private Equity / Investment Management compliance space
An understanding of private investment structures would be advantageous
Knowledge of the FCA and SEC regulatory regimes
A proactive individual with an eye for details, communication skills and the ability to work under pressure