Edwin Luther

A diligent legal compliance professional, with a proven track record of delivering pragmatic, AML risk management and compliance frameworks. A team player is often described as collaborative by colleagues and cable of working independently with minimal supervision.

Adept at explaining complex financial management concepts and regulations to various audiences. Expert knowledge of wealth management solutions and financial instruments. Skilled in research and implementation of compliance regulations within a regulated financial services business in UK and EU markets.

experience enables me to understand compliance and risk from both sides of operations. 

Key skills and professional experience: 

• Expert knowledge of the UK FCA handbook and MFSA regulations.
• Strong knowledge of Maltese, UK, & EU AML/CFT regulations. 
• Strong knowledge and practical experience in implementing FIAU procedures.
• Experienced in Maltese, UK and EU, CDD/EDD/ KYC/AML process.
• Strong knowledge and practical application of ESMA & MiFID investment regulatory regimes. 
• Strong knowledge and practical application of IMD and Insurance Distribution Rules. 
• Experience in dealing with FCA, MFSA and other government bodies.
• Strong knowledge of PEP and Sanctions procedures.
• Successfully lead projects, working with stakeholders internationally.
• Contributed to maintaining the compliance policy and risk management frameworks.
• Provided explanations /training and guidance on regulatory issues to senior executives.
• Level 4 qualified adviser authorised by FCA and MFSA as a fit and proper professional.
• Professional qualification from Chartered Insurance Institute and University Law Degree.

Annual attendance at Malta Stock Exchange, FIAU and ICA events to maintain CPD

Post graduate Law Degree from the University of Birmingham