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Bassishaw
Stephen Adams

Stephen Adams

Regulatory Compliance, Reportng, and Change

Banking / Loans

Bassishaw, City of London, Greater London

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About Stephen Adams:

As a Senior Manager in PwC’s Financial Services practice, I specialise in regulatory reporting, helping firms meet complex data governance, regulatory, and operational challenges. My focus spans data management and controls, AI-driven compliance, and technology enablement. I bring deep expertise in: 

• Regulatory compliance across global regimes: EMIR, MiFID, SFTR, CFTC, ASIC, MAS, and HKMA 

• Derivatives (Listed & OTC) and trading across Equity, Interest Rates, Credit, FX, and Commodities • Clearing, settlement, and post-trade processing 

• Regulatory implementation to support regulatory requirements 

• Data-led remediation and redress, including internal audit 

• Data governance and maturity assessments to drive long-term data integrity

Experience

PwC Senior Manager: 2014-Present

Global Investment Banks

Global Asset & Wealth Managers

With over 11 years of experience in financial services, I implement, monitor, and remediate regulatory reporting across global jurisdictions - assisting companies navigate a complex data governance, compliance, and regulatory landscape. 

My regulatory specific expertise spans MiFID, EMIR, CFTC, ASIC, MAS, and HKMA regulations, with in-depth knowledge of derivatives across the full reporting lifecycle — from trading systems, to booking models, to data architecture and BAU control frameworks — ensuring both regulatory compliance and operational efficiency. 

Combining regulatory acumen with technology transformation, I develop custom AI solutions, including AI-powered tools, to streamline compliance processes, enhance control environments, and future-proof reporting capabilities.

Education

CFA Level 1 (Passed December 2017)

Msc Financial Economics - University of Nottingham

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