Compliance Professionals Jobs in United Kingdom

THE COMPANY · We excited to be working with an International Wholesale Bank located in the City of London, who are looking for a Compliance Assistant to join the team. · THE RESPONSIBILITIES · In conjunction with the CCO, implement the annual AML risk assessment, compliance monit ...

A leading FCA-regulated financial firm in Greater London is seeking a skilled Compliance & Financial Crime Analyst to ensure compliance with regulatory requirements. Key responsibilities include monitoring trading activities, conducting investigations, and preparing reports. The ...

A leading global brokerage firm is seeking a Trade Surveillance Analyst. The ideal candidate will have some e-comm and trade surveillance experience, be highly organised, with strong attention to detail and accuracy, as well as strong numeracy skills. · Monitoring of broker commu ...

+Analyse the impact of new regulatory rules and guidelines on the Bank's correspondent banking and trade finance compliance framework, update the Bank's financial crime policy framework as appropriate · Contribute to the development and execution of the Bank's anti-financial crim ...

Job Description: · The Senior Compliance Manager will provide strategic advice on regulatory compliance and ensure adherence to policies across all parts of the business. · They will advise product teams on new product introductions and adaptations, as well as marketing functions ...

A boutique wholesale bank in Greater London is seeking a Senior AML/Compliance Officer & DMLRO. This office-based role requires significant experience in anti-money laundering support and strong technical skills in UK financial crime regulations. The successful candidate will ove ...

Head of Compliance will be a key hire for someone to develop the company's systems, business and profitability. · Monitoring · ICARA · SYSC and MLRO reports · Supervise KYC · Work with COO to develop and implement control systems · Financial Promotions for Funds and Clients · Obl ...

A Head of Compliance and MLRO is required for a Private Banking role in London. ...

Direct contribution to completion of the annual Financial Crime Business-wide Risk Assessment and Compliance and Conduct Risk Assessment process. · Carry out the written annual CMAP plan and lead the CMAP. · Participate in the timely execution of the CMAP plan. · ...

Our client is a global banking group with offices based in the West End. They offer Corporate banking and Asset management services in the UK market. · Responsibilities · Maintenance of the financial crime (AML, CFT/PF, sanctions, bribery and corruption and fraud) framework; defi ...

THE COMPANY: · We have been instructed by an international Private, corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, Private banking and real estate services. · THE RESPONSIBILITIES: · Play a key role in the exec ...

THE COMPANY: · Our client is a specialist alternative asset manager, looking for an experienced Compliance Analyst to be part of their expanding UK Compliance team. · THE RESPONSIBILITIES: · Undertake testing in line with the Compliance Monitoring Programme, working with the busi ...

A global banking group in the UK is seeking a Business Data Analyst for its Client Onboarding department. The role involves supporting the Head of Onboarding, leading data projects, overseeing MI reports, and managing a team. Successful candidates will have 2+ years in Business A ...

The role of Head of Compliance and MLRO in Private Banking involves overseeing compliance and financial crime frameworks, ensuring readiness for audits and regulatory inspections, and developing a Shariah-compliant compliance framework. · Key responsibilities include maintaining ...

This is an interim/temp role for Head of FinCrime Operations at a Private bank with European hub in London. · KYC and onboarding of new customers · Ongoing and trigger driven Due Diligence reviews · ...

Compliance Manager Role: · Deputise for the Head of Compliance and MLRO as required · Assist in the design, implementation, and maintenance of annual monitoring programmes · The job involves working with regulatory compliance from a banking perspective. · ...

THE COMPANY: · We are working with a boutique wholesale bank who are looking for a Compliance Analyst to join the team on a 6 month FTC basis. Due to the size of the firm, it is a 5-day office based role. · THE RESPONSIBILITIES: · Monitor and assess compliance with regulatory req ...

A multinational corporate banking firm seeks a Compliance Officer to lead financial crime risk assessments and oversee compliance testing. The ideal candidate will have significant experience in the wholesale banking sector, excellent communication skills, and a strong grasp of F ...

A retail and corporate banking firm is seeking a Senior Associate within Compliance and Financial Crime in Greater London. The role involves providing oversight for AML/CFT risk management, conducting reviews, and advising the business on compliance issues. Ideal candidates will ...

The company is looking to hire temporary compliance support to assist with general compliance and financial crime advice. · ...