Compliance Professionals Jobs in United Kingdom

Overview · Our client is a Wholesale Investment firm looking to recruit a Deputy Head of Compliance. The role involves the day-to-day management of the Compliance Department (which includes the Onboarding team). You will also act as the MLRO (SMF17). · Responsibilities · MLRO · A ...

A leading FCA-regulated financial firm in Greater London is seeking a skilled Compliance & Financial Crime Analyst to ensure compliance with regulatory requirements. Key responsibilities include monitoring trading activities, conducting investigations, and preparing reports. The ...

THE COMPANY · We excited to be working with an International Wholesale Bank located in the City of London, who are looking for a Compliance Assistant to join the team. · THE RESPONSIBILITIES · In conjunction with the CCO, implement the annual AML risk assessment, compliance monit ...

+Analyse the impact of new regulatory rules and guidelines on the Bank's correspondent banking and trade finance compliance framework, update the Bank's financial crime policy framework as appropriate · Contribute to the development and execution of the Bank's anti-financial crim ...

A leading FCA-regulated financial firm in Greater London is seeking a skilled Compliance & Financial Crime Analyst to ensure compliance with regulatory requirements. Key responsibilities include monitoring trading activities, conducting investigations, and preparing reports. The ...

The job is for a Compliance Advisor at an investment brokerage company based in the City of London. The role involves reviewing and auditing requests from exchanges and regulators, conducting research on financial regulatory developments and maintaining accurate records. · Review ...

A leading financial services firm in London seeks temporary compliance support to assist with compliance and financial crime advice. Responsibilities include delivering ongoing advice reviews, regulatory horizon scanning, and supporting risk assessments. Candidates must have a so ...

THE COMPANY:Our client is a global banking group with offices based in the City. They are looking to hire a Business Data Analyst within the Client Onboarding department on a permanent basis. · THE RESPONSIBILITIES: · Act as the primary point of support and cover for the Head of ...

THE COMPANY:Our client is a specialist alternative asset manager, looking for an experienced Compliance Analyst to be part of their expanding UK Compliance team. · THE RESPONSIBILITIES: · Undertake testing in line with the Compliance Monitoring Programme, working with the busines ...

Legal & Compliance Manager - Hedge Funds · The Role: · Support the COO and Board in managing legal matters across the firm and its fund structures. · Monitor and mitigate legal risks by implementing appropriate controls and strategies. · Assist in maintaining an efficient UK corp ...

Senior Deputy Head of Compliance · Join our team as a Senior Deputy Head of Compliance where you will oversee the Compliance Department and act as MLRO. · Supervise Onboarding team with strong understanding of financial products. · Oversight over compliance frameworks with excell ...

We are seeking an experienced Compliance Officer to join our team in London. As Deputy Head of Compliance you will be responsible for the day-to-day management of the Compliance Department and acting as MLRO (SMF17). The role involves managing the Onboarding team, conducting revi ...

A boutique wholesale bank in Greater London is seeking a Senior AML/Compliance Officer & DMLRO. This office-based role requires significant experience in anti-money laundering support and strong technical skills in UK financial crime regulations. The successful candidate will ove ...

We are seeking a Deputy Head of Compliance to join our team in London. The successful candidate will be responsible for managing the Compliance Department and acting as the MLRO (SMF17). · Responsibilities:Act as the firm's nominated MLRO, including reviewing and submitting suspi ...

The company is a subsidiary of an international bank providing capital market and securities trading services. This role will report to the Head of Compliance & MLRO. · Undertake activities of the Compliance Monitoring Programme. · Conduct communications monitoring ensuring compl ...

A boutique wholesale bank in Greater London is seeking a Senior AML/Compliance Officer & DMLRO. This office-based role requires significant experience in anti-money laundering support and strong technical skills in UK financial crime regulations. The successful candidate will ove ...

THE COMPANY: · Our client is an international banking organisation based in the City. They are looking for a Compliance Manager to join the Business on permanent basis. · THE RESPONSIBILITIES: · Deputise for the Head of Compliance and MLRO as required · Assist in the design, impl ...

THE COMPANY: · Our client is a specialist alternative asset manager, looking for an experienced Compliance Analyst to be part of their expanding UK Compliance team. · THE RESPONSIBILITIES: · Undertake testing in line with the Compliance Monitoring Programme, working with the busi ...

A prestigious wealth firm in the United Kingdom is seeking a Financial Crime Compliance Officer for a 12-month temporary position. The role involves conducting KYC and compliance checks, assessing various financial risks including PEPs, and providing guidance to stakeholders. Can ...

A global financial institution in Greater London seeks a Senior Compliance Officer/DMLRO to oversee compliance frameworks and financial crime responsibilities. The role includes managing AML obligations, providing compliance training, and liaising with regulatory bodies. Candidat ...