Compliance Recruitment Solutions (Dublin, Geneva, London & Madrid) Jobs in United Kingdom

FACTFIND REVIEWERS OR PARAPLANNERS – L4 WITH PREVIOUS LIFE & PENSION EXPERIENCE REQUIRED · Ref: 4136D · Our client, a leading financial services firm, seeks to recruit several Factfind Reviewers. Duties will include: · Monitoring to ensure life assurance & pension sales are fully ...

A leading financial services firm in Manchester seeks several Factfind Reviewers or Paraplanners with previous life and pension experience. The role involves monitoring compliance with standards, generating reports, and assisting in training requirements. Applicants must be Level ...

We are seeking Factfind Reviewers or Paraplanners with previous life experience for our client. This is an excellent opportunity for permanent employment with a well-respected and progressive firm. · Monitor life assurance & pension sales compliance · Identify remedial actions an ...

Job summary · CASS Manager – Good experience of FCA CASS regulations required. · We are recruiting for our client, · a leading Financial Services Group, · recruiting an experienced Cass Specialist · with strong CASS knowledge,Support the design and implementation · ...

CASS Manager Job Description · Manage small team supporting design and implementation of first line CASS oversight function within operations. · Support operations in delivering strategic goals for process improvement. · Liaise with teams on regulatory CASS activities such as rec ...

+Job summary · KYC / CLIENT Onboarding manager – 3 years kyc experience REQUIRED · +ResponsibilitiesSupervising the KYC/Onboarding team · Dealing with more complex client onboarding cases. · ...

Technical Helpdesk Manager · We seek an experienced Technical Helpdesk manager to advise IFAs & colleagues on FP sales whether investments, pensions, saving, tax & or trust issues. · ...

+ Job summary · Excellent opportunity for permanent employment with well respected & progressive firm. · + Level 4 qualified · Maintain a CPD record in line with FCA requirements for regulated individuals · ...

A leading compliance recruitment agency is seeking a Compliance Manager with retail general insurance compliance experience. This role involves advising the Board on compliance matters and includes producing compliance packs for meetings, submitting regulatory returns, and handli ...

We are seeking a Compliance / SDS Manager to be responsible for managing the creation, distribution, and compliance of Safety Data Sheets (SDS) for our products. · Develop, update, and maintain SDS for all products in compliance with CLP, GHS, and other relevant regulations. · En ...

Job Summary: · Factfind reviewers or paraplanners are sought after to work in compliance roles. · Maintain regulatory standards · Promote best customer outcomes and internal procedures · ...

A leading compliance recruitment agency seeks a Compliance Manager with retail general insurance compliance experience. · Key Responsibilities: · Advising the Board on compliance matters · Producing compliance packs for meetings · Submitting regulatory returns · ...

CASS MANAGER – GOOD EXPERIENCE OF FCA CASS REGULATIONS REQUIRED · Ref: 4163D · We are recruiting for our client, a leading Financial Services Group, to hire an experienced Cass Specialist with strong CASS knowledge, particularly CASS 6, 7 and 8. The role involves managing a small ...

IFA TECHNICAL ADVISORY – L4 FINANCIAL PLANNING KNOWLEDGE REQUIRED (SUIT COMPLIANCE, PRODUCT PROVIDERS OR SALES/PARAPLANNER EXPERIENCE) · Our client, a leading financial services firm, seeks to recruit a Technical Helpdesk manager. Duties will include; · Advising IFAs & colleagues ...

Key Responsibilities: · Manage compliance with FCA CASS regulations · Strategic Support for Process Improvement · The position involves providing strategic support for process improvement. · ...

KYC / CLIENT Onboarding manager – 3 years kyc experience REQUIRED. Our Client, a well established broker, is looking to appoint a KYC & Client Onboarding Manager who will be responsible for client onboarding requirements and documentation duties. · ...

CASS MANAGER – GOOD EXPERIENCE OF FCA CASS REGULATIONS REQUIRED. We are recruiting for our client, a leading Financial Services Group. · ...

Job Description · Our client seeks Factfind Reviewers. · Monitor life assurance & pension sales compliance · Promote best customer outcomes and regulatory requirements · Maintain CPD records in line with FCA requirements · ...

We are seeking an Assistant Company Secretary to join our team. As an Assistant Company Secretary you will provide support to the board of directors and committees by owning the schedule of meetings and ensuring all members are informed. · To own the schedule of meetings of all b ...

A leading financial services recruitment firm in Manchester seeks a Technical Helpdesk manager to advise IFAs on financial planning, improve written support, and promote the firm's services at industry events. Candidates must have Level 4 financial planning qualification and a go ...