Compliance & Risk Analyst - 18 Months Asset - London, United Kingdom - eFinancialCareers
Description
Our client, a leading Asset Manager, is looking for a Compliance & Risk Analyst to join theircollegiate and supportive team.
Reporting to the Head of Compliance & Risk, duties will include:- Supporting the Head of Compliance and Compliance Officer in completing routine and ad hoc compliance administration, monitoring and reporting.
- Accurate, timely submissions of regulatory disclosures, for example takeover panel disclosures.
- Accurate and timely input, review and oversight of client restrictions.
- Responsible for the completion of security setup checks and activation.
- Completion of weekly, monthly and quarterly compliance monitoring checks.
- Responding to and investigating operational incidents, ensuring an appropriate write up is produced by the first line and ensuring that remedial work is completed as per the agreed actions.
- Supporting first line teams enhance and update their risk controls selfassessments.
- Updating and maintaining business impact assessments that form part of the Firm's BCP preparations
- Updating and collating management information for management review.
- Supporting the team with ongoing projects, adhoc requests and administration.
This is a fantastic opportunity to join a world class Asset Manager and work for a Head of Compliance & Risk who will mentor you and help you quickly developyour knowledge and understanding of Asset Management and the regulatory environment they operate in.
Compliance Recruitment Solutions Limited (CRS) are acting as an employment agency in relation to this role.More jobs from eFinancialCareers
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