Control Analyst - London, United Kingdom - LHH Recruitment Solutions

LHH Recruitment Solutions
LHH Recruitment Solutions
Verified Company
London, United Kingdom

3 weeks ago

Tom O´Connor

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Tom O´Connor

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Description
A leading Bank is looking for a
Control Analyst - Investment Guidelines
6 month rolling contract


£365.98 a day Umbrella
Hybrid Working Model

Aladdin Investment Guideline management and reporting. Approval of Pre-Trade Compliance Violations and daily Review of

Overnight Compliance Violations.

  • Oversight of the House rules within Aladdin.
  • Management of the Investment Universe, including control implementation and management, front office liaison and reporting
as required.

  • Management of the Restricted Securities regime, including the monitoring of securities and transactions relating to
concentration and liquidity risks, regulatory investment maximums and disclosure requirements.

  • Assist in the Counterparty Process including ensuring counterparty controls, records and documentation are in place.
  • Assist in the coordination of MNPI events and controls.
  • Participate in the governance structure as required:
  • Investigate issues relating to OpRisk events and liaise with the Operational Risk team as required
  • Participate in investment control related projects.
  • Liaise with internal audit, external audit and compliance monitoring as required.
  • Liaise with staff, particularly PMs, RA and Dealing over Investment Process and control related issues.
  • Oversees work quality and verifies satisfactory meeting of company and regulatory standards
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