Compliance Officer - London

We are seeking a Compliance Officer to join our team at a regulated brokerage business in London. · Support the implementation and ongoing monitoring of the firm's regulatory compliance framework. · ...

Compliance Officer – 12-Month FTC · Location: London (3 days office / 2 days WFH) · A highly regarded, international broker-dealer is looking for a Compliance Officer to join the team on a 12-month FTC to cover maternity leave. This is a great opportunity for someone who enjoys ...

We are seeking a proactive Compliance Officer to serve as a primary contact for all compliance matters within our UK Business.You will provide expert advice and guidance while supporting the Chief Compliance Officer with Group reporting and participation in industry committees. · ...

Compliance and Ethics Officer. · I have an exciting opportunity with an international energy trading firm that are looking for someone to join their Global Corporate Compliance Team in London. Within this role, your responsibilities will include overseeing compliance with Interna ...

This is a broad Compliance Officer position covering both Compliance and Financial Crime.You will work closely with the Head of Compliance and gain visibility across the business while helping strengthen the bank's risk and control framework. · Support and help run the Compliance ...

We have a couple of exciting opportunities within a growing compliance and risk function at a London Boutique Law firm for two people to join their risk and Compliance team in a compliance officer/analyst role. · ...

+A leading UK headquartered international law firm is seeking a Compliance Officer to join their Business Acceptance team in London. · +Undergraduate degree required · ...

TripLink UK is seeking a skilled and experienced Compliance Officer to join our growing London team. · Assist in the preparation and submission of the EMI license application · Evaluate compliance risks and develop practical solutions · Maintain an effective compliance program wi ...

We are partnering with a global hedge fund which is looking to hire an experienced Compliance Officer. Reporting into the Chief Compliance Officer this will be a broad generalised compliance role. · Surveillance · Providing regulatory advice to traders senior stakeholders · Comp ...

A Firm in our community has a Matched Principle license and is reactivating their operations after a recent Change in Control. · Take over the compliance department and drive the business forward including reviewing of process and procedure. · ...

A top tier British law firm with an international presence is seeking a Compliance Officer to join its established Risk & Compliance team. · ...

Looking for a role where you will have a meaningful contribution to Markel's second line compliance? · In your role as Compliance Officer – Advisory business partner, you will make a meaningful contribution to Markel's second line compliance oversight. · ...

We are seeking an experienced Compliance Officer to hold the FCA-approved SMF16 – Compliance Oversight function. This role provides independent oversight of regulatory compliance for a consumer credit-regulated charity and ensures that the lending and operational activities meet ...

We are recruiting a Compliance Officer for our London office. · Perform investigative analyses of compliance and financial crime risks globally. · Forefront OSINT research and writing on counterparties. · ...

Our client is seeking a Compliance Officer to help build out and oversee compliance for the regulated investment advisory business, and play a critical role in their ambitious future plans. · ...

The Compliance Officer will be responsible for participating in projects to expand and improve the global compliance program with particular focus on UK regulations conducting monitoring and testing of the firm's businesses in the UK performing electronic communication surveillan ...

We are seeking a skilled Compliance Officer to strengthen governance, risk and assurance activity for a property and planning consultancy to help drive a positive, compliant culture across the organisation. · Maintain and update key compliance registers, including risk, gifts and ...

We're partnering with a rapidly growing London-based FCA-regulated firm looking to hire a Compliance Officer to join their second-line team with a strong focus on regulatory, reporting and operational excellence. You'll be part of a collaborative compliance team that values learn ...

We're looking for a Compliance Officer in Malta to lead the regulatory and compliance efforts for our operations within the jurisdiction.You will be responsible for ensuring that BVNK remains in full compliance with the Malta Financial Services Authority (MFSA) regulations while ...

A firm in our community has a Matched Principle license and is reactivating their operations after a recent Change in Control (CiC). They are seeking Compliance Officer that can take up both SMF16 (General Compliance) and SMF17 (AML) role. · The Role is to take over the complianc ...

We are looking for an individual to support and contribute to the development and delivery of the second line assurance plan.The role is part of the International Division Compliance function, which is overseen by the Chief Compliance Officer. The team is well-established with op ...