Current jobs related to Compliance Monitoring Specialist - London - Aviva
-
Transaction Monitoring Specialist
1 week ago
Treliant United Kingdom £55,000 - £65,000 per yearTransaction Monitoring Role · We are seeking experienced professionals to join our growing team as Transaction Monitoring Specialists. · Job Description: · Monitor and analyze transactions in real-time to identify potential risks and anomalies. · Conduct thorough reviews of trans ...
-
Senior Compliance Monitoring Specialist
1 week ago
Jobs via eFinancialCareers London, England, United KingdomKey Responsibilities: · Ensure the firm adheres to regulatory requirements and internal policies through a structured Compliance Monitoring Programme (CMP). · Conduct compliance testing, including thematic and desk-based reviews, at a global level. · Provide insights and recommen ...
-
Senior Compliance Monitoring Specialist
1 week ago
Jobs via eFinancialCareers LondonJob Title: Senior Compliance Monitoring Specialist · The role requires a highly skilled professional to ensure the firm adheres to regulatory requirements and internal policies through a structured Compliance Monitoring Programme (CMP). · This will involve conducting compliance t ...
-
Workflow Coordinator
1 week ago
Owen Reed United Kingdom £35,000 - £55,000 per yearWorkflow Coordinator / Document Production Specialist (Remote 2pm - 10pm) · As a Workflow Coordinator / Document Production Specialist, you will: · Manage and optimise workflow processes to enhance productivity and efficiency · Ensure all documents adhere to house style and firm- ...
-
Veeam Backup Specialist
6 days ago
X4 Technology United Kingdom £60,000 - £70,000 per yearA leading consultancy based in the UK is seeking a Veeam Specialist to deliver robust, secure and scalable data backup and recovery solutions to enterprise clients. · 3+ years of hands-on Veeam experience (Backup & Replication, Veeam ONE, Veeam Availability Suite) · Experience wi ...
-
Senior Communications Specialist
3 days ago
Comcast Corporation London Full time £60,000 - £85,000 per yearJob Title: · Senior Communications Specialist · Job Summary: · We are seeking a Senior Communications Specialist to join our team. This role will be responsible for the creative development and implementation of marketing Communications & PR materials for our Company's products a ...
-
Global Capital Markets
4 days ago
Only for registered members London Full time £40,000 - £80,000 per yearThe Validus Global Capital Markets team executes more than half a trillion dollars in derivatives transactions annually across FX, Rates, Equity and Commodity markets. Our clients include many of the largest and most prestigious institutional investors across private equity, cred ...
-
Senior Electrical Engineer
4 days ago
Only for registered members London £55,000 - £85,000 per yearPurpose of the job Delivery of electrical engineering works across number of specialists contracts including refurbishment and replacement projects. · Design, procure and supervise major and minor mechanical engineering projects, including managing term contracts. · Provision of ...
-
PR Intern UK, Ireland, Nordics
2 weeks ago
Only for registered members London Internship £40,000 - £60,000 per yearAt Tiffany & Co., joy is central to everything we do, from crafting our exceptional pieces to inspiring clients to express and celebrate the many facets of love. It's a skill that we've been perfecting since 1837, one empowered by our daring vision and entrepreneurial spirit. Tog ...
-
Compliance Analyst, Discretionary Wealth
6 days ago
Hays London £40,000 - £60,000 per yearFast growing and award-winning discretionary fund manager seeks a Compliance Analyst to join its small risk & compliance team. Due to ongoing expansion, the Head of Risk & Compliance seeks a generalist to fulfil a varied range of duties encompassing delivery of compliance trainin ...
-
Senior Project Director
4 days ago
Creative Artists Agency London Full time £90,000 - £120,000 per yearJob Description · Creative Artists Agency (CAA) is the leading entertainment and sports agency, representing more than 2,000 of the world's top athletes and sports personalities. · The CAA ICON European team are looking to recruit an exceptional Senior Project Director to be part ...
-
Pricing Model Development
6 days ago
HFG Insurance Recruitment London £60,000 - £80,000 per yearWe've partnered with a leading Lloyd's market insurer to help them secure a Pricing Actuary to support a key model development project on a contract basis. · This is a fantastic opportunity for an actuary looking to step out of a permanent role and into contracting, with the chan ...
-
Pension Technical Consultant
1 week ago
Alexander Lloyd London £40,000 - £80,000 per yearJob summaryWe are seeking a proactive and knowledgeable Technical Specialist to join our firm. This role involves monitoring and analysing legislative developments, ensuring business practices remain compliant and well-informed. · The successful candidate will contribute to the d ...
-
Market Risk Specialist
4 days ago
Only for registered members London Contract £90,000 - £120,000 per yearI am keen to speak with Market Risk Specialists who are keen to take on a exciting challenge with an Investment Bank in the middle east. This is a 6 month contract which will require you to work onsite in the middle east Client and exact location to be discussed. · Independently ...
-
Experienced Project Manager
6 days ago
DBR Limited Greater London £40,000 - £80,000 per yearResponsibilities · The responsibilities of the role are broadly as follows: · Specific (but not limited to) · Site recording including labour returns and daily dairy. · Scaffold inspections. · Quality control of works generally. · Health and safety management including tool box t ...
-
CMC - Sales Executive
4 days ago
Only for registered members London £40,000 - £60,000 per yearThe Chelsea Magazine Company is a specialist publisher of luxury magazines and digital content, which was acquired by the Telegraph Media Group (TMG) in 2023. We are seeking a driven, client-focused media Sales Executive to join our advertising sales team, specialising in consume ...
-
Estimator
1 week ago
Constructive Moves London £40,000 - £60,000 per yearSeeking an experienced Estimator to oversee pre-construction activity, identifying and securing projects for a leading subcontractor with expertise in bespoke glass façades. · Review tender documentation and develop tender designs by taking quantities and proposing building detai ...
-
Human Resources Specialist
2 weeks ago
Only for registered members London Full time £40,000 - £60,000 per yearThe HR Specialist will be based in our London office and report to the HR Manager located in London. The HR Specialist will provide support to our London, Jersey, and Denmark offices, and be part of a global team. · Bachelor's degree or equivalent with a minimum of 3 years' of HR ...
-
Bilingual Metadata Specialist
1 week ago
Only for registered members London, United Kingdom Full time £40,000 - £80,000 per yearWelocalize are seeking Metadata Specialists with backgrounds in many locales and languages. You will be working onsite at a leading consumer technology company as a contributor to the finished products released in target markets across the globe. · QA various products in by accur ...
-
The Clinical Trial Specialist
3 days ago
Advanced Clinical United Kingdom £35,000 - £55,000 per yearThe Clinical Trial Specialist (CTS) will be a member of the Clinical Operations team. · This role is at the Coordinator/Associate CTM level · They will have the following key responsibilities: Support moderately complex clinical study activities in support of the Clinical Trial ...
-
Quality Assurer
1 day ago
Lifetime Group London Full time £30,000 - £40,000 per yearJob Description: · We are seeking a Quality Assurance Specialist to join our team at Lifetime Group. The successful candidate will be responsible for conducting quality assurance sampling activities, completing audit checks, and supporting with appeals & investigations. · Key Res ...
- Conducting independent, risk-based monitoring, themed reviews, and ad hoc reviews of procedures, business, and compliance processes
- Identifying and escalating potential compliance gaps related to laws, regulations, guidance, and internal policies
- Producing clear, concise reports for senior stakeholders
- Overseeing risk-based surveillance tasks to ensure the effectiveness of controls related to order/best execution, market abuse prevention, and conflicts of interest
- Proven experience in compliance monitoring reviews
- Knowledge of surveillance activities, especially regarding market abuse (desirable)
- Background in financial services
- Project management skills, including testing plans development and execution
- Stakeholder management and engagement skills
- Generous pension scheme with up to 14% contribution from Aviva
- Annual performance bonus eligibility
- Family-friendly parental and carer's leave
- Holiday entitlement plus options to buy/sell additional days
- Up to 40% discount on Aviva products
- Flexible benefits, including electric cars
- Share plans and savings schemes
- 21 volunteering hours annually
Compliance Monitoring Specialist - London - Aviva
Description
Job Title: Compliance Monitoring Specialist
This is a 12-month fixed term contract position based in London.
About the Role
We are seeking a dedicated Compliance Monitoring Specialist to join our team. The ideal candidate will have a strong understanding of the investment management business model and processes.
The role involves conducting independent, risk-based monitoring, themed reviews, and ad hoc reviews of procedures, business, and compliance processes. The objective is to identify and escalate potential compliance gaps related to laws, regulations, guidance, and internal policies.
You will produce clear, concise reports for senior stakeholders and oversee risk-based surveillance tasks to ensure the effectiveness of controls related to order/best execution, market abuse prevention, and conflicts of interest.
Building and maintaining strong relationships within relevant business areas and supporting the Compliance team are essential.
Key Responsibilities
Skill Requirements
Benefits
Our Commitment
We are inclusive and welcome applications from all backgrounds and experiences. We encourage you to apply even if you don't meet every requirement.
Flexible working options, including part-time and job sharing, are considered.
Most employees work around 50% of their time in the office, balancing flexibility with collaboration.
-
Transaction Monitoring Specialist
Treliant- United Kingdom
-
Senior Compliance Monitoring Specialist
Jobs via eFinancialCareers- London, England, United Kingdom
-
Senior Compliance Monitoring Specialist
Jobs via eFinancialCareers- London
-
Workflow Coordinator
Owen Reed- United Kingdom
-
Veeam Backup Specialist
X4 Technology- United Kingdom
-
Senior Communications Specialist
Full time Comcast Corporation- London
-
Global Capital Markets
Full time Only for registered members London
-
Senior Electrical Engineer
Only for registered members London
-
PR Intern UK, Ireland, Nordics
Internship Only for registered members London
-
Compliance Analyst, Discretionary Wealth
Hays- London
-
Senior Project Director
Full time Creative Artists Agency- London
-
Pricing Model Development
HFG Insurance Recruitment- London
-
Pension Technical Consultant
Alexander Lloyd- London
-
Market Risk Specialist
Contract Only for registered members London
-
Experienced Project Manager
DBR Limited- Greater London
-
CMC - Sales Executive
Only for registered members London
-
Estimator
Constructive Moves- London
-
Human Resources Specialist
Full time Only for registered members London
-
Bilingual Metadata Specialist
Full time Only for registered members London, United Kingdom
-
The Clinical Trial Specialist
Advanced Clinical- United Kingdom
-
Quality Assurer
Full time Lifetime Group- London