Compliance Analyst - London
Only for registered members London, United Kingdom
1 month ago
* This salary range is an estimation made by beBee
Job summary
My client, a large asset management firm is looking to bring in a Compliance Analyst - Generalist to join the Risk and Compliance team to work broadly across regulatory compliance and monitoring.
Responsibilities
- Support the day-to-day work of the Compliance team such as supporting on close and continuing monitoring, delivering the thematic compliance monitoring program or providing advice to the business.
- Maintain the Conflicts of Interest register and assisting in the management of personal account dealing using My Compliance Office.
- Assist members of the compliance team with preparation of papers for governance and oversight committees.
- Prepare and deliver training on key issues and regulatory changes.
Qualifications
- Prior experience of investments activities in an asset management business within a relevant role.
- Understanding of compliance and regulatory requirements.
- Good experience of Word, Excel PowerPoint, Power BI.
- Some experience within an operational asset management environment (UK or EU).
- Knowledge of investment matters in UCITS and AIFMD.
- Strong communication skills.
- SI / IAQ / IMC qualified or willing to study towards with support.
- Understanding of compliance and regulatory requirements.
Benefits
- Join an established and supportive team where you will be encouraged to progress and learn more about the business and will be supported with further qualifications.
Job description
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