Compliance Advisory - London Area

We're working with a global banking group who are hiring in their Compliance Advisory team. · ...

Eames are exclusively partnered with a rapidly growing global Insurance Broker who are looking to appoint a Compliance Advisory Manager who will act as a business partner answering regulatory and compliance questions. · ...

This role involves providing advice and oversight to the firm's Enterprise Functions on trade and transaction reporting. The successful candidate will be responsible for ensuring compliance with global laws and regulations relating to Substantial Shareholder Disclosures and Short ...

The role requires an individual with a thorough practical knowledge of the commodities derivative market, essentially base metals. · The individual will act as the compliance specialist in the project team(s) for the more complex regulatory driven implementations and support and ...

Senior Compliance Advisory Manager - Retail Investments. Help lead the delivery of Compliance programme focusing on delivering regulatory and compliance advice across the organisation. · ...

Eames Consulting are supporting a leading global insurer who are looking to appoint a Snr Compliance Advisory Manager on an initial 12 month fixed term contract. · ...

Our client is a national IFA firm who are looking for an experienced Senior Compliance Advisory Manager to strengthen their governance framework and act as the main business partner for compliance support to the financial planning side of the business. · ...

The Compliance Advice Manager provides advisory support, oversight and challenge across a broad range of stakeholders and Regulatory Compliance (RC) areas. · ...

+I want to hire a strong AVP with a good understanding of trade & transaction reporting across MiFID EMIR SFTR CFTC CSA HKMA MAS etc. · The ideal candidate should have a good balance between hard skills e.g. SME knowledge and soft skills e.g. stakeholder management. · + ...

Experienced Compliance Advisory Manager with strong expertise in UK mortgage regulation to support lending-related regulatory change and transformation. · ...

We know that sometimes people can be put off applying for a job if they don't tick every box, if you're excited about working for us and have most of the skills or experience we're looking for, then please apply regardless of whether you meet all the requirements outlined in this ...

An excellent opportunity has arisen within the Wealth Management division of a leading Investment Bank for an experienced Compliance Advisory professional with a strong background in Financial Services. · ...

We're working with a leading hedge fund that has grown rapidly in recent years and places a strong emphasis on building a robust, technology enabled compliance framework. · Providing real time compliance advisory support across European and US regulations · Helping design and enh ...

We are seeking a Compliance Associate (Advisory) to join our team in London. This is an exceptional opportunity to work with a dynamic brokerage/trading business known for its positive and collaborative culture. · Provide day-to-day compliance advice and guidance to various busin ...

Join the UK Regulatory Compliance Advisory team at CACIB London branch to maintain an effective regulatory watch function for business-related activities. · ...

We are seeking an experienced Personal Tax Manager to join our Private Client Services team. This is primarily a compliance-focused role with opportunities for ad-hoc advisory work. · This role will serve Ultra High Net Worth Individuals (UHNWI), High Net Worth Individuals (HNWI) ...

A Big 4 professional services firm is seeking an experienced Trade & Transaction Reporting specialist to join its growing Regulatory Compliance Advisory practice in London. · ...

This role leads UK corporate tax client engagements involving advisory, compliance, · and audit work across the asset management, banking, · and insurance sectors. · Opportunities to gain global experience while working within a specialized local team. · Support for professional ...

A leading international financial services firm is seeking a Compliance Associate to join its central Risk & Compliance function. This newly created position is designed as a junior advisory role. · ...

Supporta retail investments firm in their compliance teamby providing robust regulatory adviceand challenging new business models. · ...