Compliance Specialist - Edinburgh, United Kingdom - Diligenta
Description
Salary:
From £40136-£50170
Who are Diligenta?:
Diligenta's vision is to be acknowledged as best in-class Platform based Life and Pensions Administration Service provider. Customer service is at the heart of everything we do and our aim is to transform our clients' operations.
A business that has been described as 'home' by existing employees, we drive a culture that is founded on positive change and development.
The Opportunity:
Due to internal progression and opportunity, we are now looking for an experienced Compliance Specialist here at Diligenta to play a key technical and advisory role to ensure Diligenta and the services it provides its customers are compliant with FCA rules, requirements and principles.
You'll be:
- Providing compliance advice and guidance to business areas to ensure Diligenta continues to operate compliantly and without enforcement by our regulator
- Overseeing Line 2 Regulatory Oversight (support and challenge) to Diligenta's Client Accounts and 3rd party outsourcers to ensure operational compliance on a daytoday basis
- Assisting the Compliance Manager by producing regular and adhoc regulatory reports as required, and with developing and promoting a compliance culture
- Representing Compliance and provide regulatory support (advice and challenge) to strategic projects and initiatives
- Can show a good knowledge of FCA rules and regulations and a thorough knowledge of regulatory development and consultative process
- Have a sound understanding of regulatory structure and process, regulations and their underlying principles
- Are a credible influencer of management, able to propose and implement compliance solutions with the required level of personal impact
- Are able to represent their function at project meetings, forums, committees and in other general meetings
- Have the ability to recognise compliance implications of business initiatives, but has commercial awareness and can add value to a proposed solution
The Perks:
- 25 days holidays + 8 bank holidays
- Discretionary annual bonus
- Company pension scheme membership
- Gain professional accreditation on completion at no extra cost through our bespoke 24/7 professionally accredited online learning and development tools
- Access to our Confidential Helpline is available to be used by you and your family
- Develop your career through a wider global organisation of the TCS family
More jobs from Diligenta
-
Complaints Handler
Peterborough, United Kingdom - 3 weeks ago
-
Communications and Engagement Lead
Edinburgh, United Kingdom - 3 weeks ago
-
Customer Service Representative
Basingstoke, United Kingdom - 2 weeks ago
-
Senior Compliance Monitoring Officer
Liverpool, United Kingdom - 1 day ago
-
Complaints Handler
Liverpool, United Kingdom - 1 week ago
-
Complaints Handler
Peterborough, United Kingdom - 2 weeks ago