Compliance Specialist - Edinburgh, United Kingdom - Diligenta

Diligenta
Diligenta
Verified Company
Edinburgh, United Kingdom

3 weeks ago

Tom O´Connor

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Tom O´Connor

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Description

Salary:
From £40136-£50170


Who are Diligenta?:

Diligenta's vision is to be acknowledged as best in-class Platform based Life and Pensions Administration Service provider. Customer service is at the heart of everything we do and our aim is to transform our clients' operations.

A business that has been described as 'home' by existing employees, we drive a culture that is founded on positive change and development.


The Opportunity:


Due to internal progression and opportunity, we are now looking for an experienced Compliance Specialist here at Diligenta to play a key technical and advisory role to ensure Diligenta and the services it provides its customers are compliant with FCA rules, requirements and principles.


You'll be:


  • Providing compliance advice and guidance to business areas to ensure Diligenta continues to operate compliantly and without enforcement by our regulator
  • Overseeing Line 2 Regulatory Oversight (support and challenge) to Diligenta's Client Accounts and 3rd party outsourcers to ensure operational compliance on a daytoday basis
  • Assisting the Compliance Manager by producing regular and adhoc regulatory reports as required, and with developing and promoting a compliance culture
  • Representing Compliance and provide regulatory support (advice and challenge) to strategic projects and initiatives
  • Can show a good knowledge of FCA rules and regulations and a thorough knowledge of regulatory development and consultative process
  • Have a sound understanding of regulatory structure and process, regulations and their underlying principles
  • Are a credible influencer of management, able to propose and implement compliance solutions with the required level of personal impact
  • Are able to represent their function at project meetings, forums, committees and in other general meetings
  • Have the ability to recognise compliance implications of business initiatives, but has commercial awareness and can add value to a proposed solution

The Perks:


  • 25 days holidays + 8 bank holidays
  • Discretionary annual bonus
  • Company pension scheme membership
  • Gain professional accreditation on completion at no extra cost through our bespoke 24/7 professionally accredited online learning and development tools
  • Access to our Confidential Helpline is available to be used by you and your family
  • Develop your career through a wider global organisation of the TCS family

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