Compliance Manager - London, United Kingdom - Synchronicity Group

Synchronicity Group

Verified Company

London, United Kingdom

3 weeks ago

Posted by:

Tom O´Connor

beBee Recruiter

Compliance Manager, London. £90,000-£110,000 plus bonus & benefits. (Hybrid working)

Synchronicity are working with a global foreign exchange provider who are seeking a Compliance Manager to join their London office.

This is a great opportunity to work within a growing business and team, with excellent ongoing career development and progression.

The role:

Leading a team of 2/3 and supporting the Head of Compliance in ensuring regulatory obligations are met and adhered to.
Daytoday provision of assistance and advice, training and awareness to front office sales, trading departments and other business areas
Maintain up to date awareness of rule requirements and regulatory guidance, essentially EMIR, MiFID II, PSD 2 and BREXIT related changes
Research and horizon scan for regulatory change, keeping the business advised accordingly
Review and maintenance of Compliance guidance, policies and procedures
Approve new products in line with new product approval process
Oversight of team's typical investigatory and surveillance work (CMP) and escalate where necessary.

To apply:

We are looking for someone with management experience who is able to lead & develop a team (or someone who can demonstrate they are ready to move in to a management role)
Significant experience operating in a compliance advisory/generalist position
Strong knowledge of the regulatory environment
Demonstrable knowledge of FCA Handbook, MiFID II, MiFIR & EMIR rules and guidance
Able to demonstrate a genuine interest in the purpose of risk management and compliance
Experience working with derivatives a distinct advantage
Experience of international payments beneficial

For further information about this and many other great opportunities in
Compliance, please contact **Synchronicity Compliance.