Compliance Advisor, Bristol - CAPIO RECRUITMENT LIMITED

Tom O´Connor

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Tom O´Connor

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Description

Compliance Advisor

Location:
Bristol


Salary:
£25,000 - £31,500 Good benefits and an excellent training programme


The Company:


We are working with a leading legal expenses company in the Bristol area who have an exciting Compliance Advisor role.

This business support qualifications and career progression and offer a friendly and close knit yet professional environment.


The Role:


The Compliance Advisor assists the Compliance Officer in the delivery of a pro-active compliance agenda against a backdrop of ever changing legislation and regulatory requirements.

In doing so, the Compliance Advisor will ensure the Compliance Officer, CFOand other key stakeholders are kept informed of relevant information to their functions and business areas.

Moreover, the Compliance Advisor will conduct a variety of internal audits and ensure all relating schedules are adhered to.

They will also support the maintenance of the Compliance Manual, our procedures, processes and associated documentation to ensurethat it is both up-to-date and appropriate.

On a day-to-day basis the Compliance Advisor is responsible for appointing standard agents and monitoring the CMCs database and related regulations.


The Required Skills:

Ideally a minimum of two years' experience within a financial services organisation with ideally some experience of a compliance related role

Experience of the UK insurance industry experience

Experience of internal audit Knowledge of FCA principles Professional qualification or working towards


Referral Fee:


Not right for you but you know someone who maybe suitable? Please get in touch to enquire and hopefully secure yourself a referral fee for a successful recommendation.


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