Compliance Consultant - London, United Kingdom - MERJE Ltd

MERJE Ltd

Verified Company

London, United Kingdom

2 weeks ago

Posted by:

Tom O´Connor

beBee Recruiter

Description

£50,000 + £4500 Car Allowance + package

Our client is a successful financial services organisation looking for a field based Compliance Consultant to work effectively and efficiently to deliver a market leading proactive compliance consultancy service to directly authorised firms.

To identifyopportunities and trends and to deliver a quality service to clients / members ensuring compliance standards are enhanced, risks mitigated and value added.

Role

Create and maintain effective relationships with Clients / Members, increasing knowledge and understanding of their business
Represent the group at all times in a professional manner with external and internal clients
Create and deliver an appropriate programme of visits to meet the requirements of firms through effective planning, organisation and time management
Provide consultative support to Client / Member Firms to ensure relevant, practical compliance solutions are provided to assist with firm risk management
Provide support to clients / members during times of regulatory change and update firms of any current relevant regulatory and / or legislative changes during visits
Produce and deliver accurate reports and action plans in a timely manner to provide clear, practical solutions to specific business needs for clients / members to enable them to develop, monitor and maintain compliance standards to mitigate risks withintheir business
Conduct file reviews if / when required whilst onsite, or remotely in line with group business requirements and policy
Ensure delivery of T&C Service with effective delivery of training needs analysis, skills assessments, one to ones and development plans
Support and promote group events by participating in preparation and delivery of training presentations and / or meetings as required

Key Requirements:

Previous experience working in a regulatory / compliance environment
Knowledge of IFA markets (including provider / lenders)
Broad technical knowledge across all product areas
Minimum Level 4 qualification essential and mortgage qualification desirable
G60, AF3 or AF7 Pension Transfers qualification desirable or prepared to study for and attain the AF7 qualification.
You will be detailoriented, pragmatic and work with a high degree of common sense.
Good communication and report writing skills.