Compliance Officer - Leeds

We are looking for a proactive Compliance Officer who can advise on regulatory developments. The ideal candidate will have strong experience in a Compliance function within an Investment firm, Investment bank, Asset Manager or FS firm. · ...

The role of a Compliance Officer is to ensure that new client and matter inceptions comply with legal requirements. · Take responsibility to provide an efficient delivery of the firm's client and matter inceptions process. · Analysing conflict of interest search results and resol ...

TPT is seeking a proactive Compliance Officer to help drive our vision, Business Plan, and values. · ...

++Were looking for a Compliance Officer to support the delivery of PAS services across live construction and retrofit projects in North Yorkshire.This is a predominantly site-based role (around 75%), focused on ensuring works are completed to the required quality, standards, and ...

TPT is seeking a proactive Compliance Officer to help drive our vision, Business Plan, and values. · ...

TPT is seeking a proactive Compliance Officer to help drive our vision, Business Plan, and values. · Develop and maintain our compliance framework. · Ensure staff are aware of legal and regulatory duties (Pensions Law, UK GDPR, Data Protection Act, FCA). · Maintain regulatory pol ...

The role of Compliance Officer is key within the firm's Central Compliance Unit (CCU), ensuring that new client and matter inceptions comply with legal, regulatory, and professional requirements. · ...

· Job Description · Looking for an exciting new career? Recruitment might be the perfect option for you Great rewards and a fast-paced environment. · Our company · Hands-On Healthcare are a Leeds based company supplying temporary and permanent healthcare staff throughout Yorkshi ...

We are looking for an experienced compliance professional to join our team at LeoVegas UK. As a Senior Compliance Officer, you will be responsible for maintaining and enhancing our compliance framework, conducting regular audits, · Monitoring compliance adherence of your market/s ...

+Job summary · Meraki Talent are working with an established and respected wealth and investment management firm who are seeking several experienced Compliance Monitoring Officers to join its second-line compliance function. · +Qualifications & ExperienceLevel 4 Investment Advice ...

The purpose of this role is to promote legal and regulatory compliance within the business by monitoring business activity influencing stakeholders and providing advice and guidance on compliance topics to ensure business objectives are aligned with regulatory requirements and in ...

We are looking for an experienced compliance professional with a sharp eye for detail and a sense of humour to support responsible business growth. · We are growing our compliance function at LeoVegas Group. · 2+ years' experience of gaming and compliance/regulatory role in regul ...

Equans is looking for a Sustainability Compliance Officer to join our team in Leeds. The role will involve collating and validating compliance paperwork and maintaining necessary accreditations. · ...

We are recruiting for a Compliance Officer to support the firm in maintaining regulatory compliance and managing risk across the business. · ...

· Description · Position at LeoVegas UK · ABOUT THE ROLE · Are you an experienced compliance professional with a sharp eye for detail, a sense of humour, and an interest in supporting responsible business growth? Do you enjoy tackling complex regulatory changes and working close ...

Meraki Talent are working with an established wealth management firm seeking Compliance Monitoring Officers for its second-line compliance function. · ...

We are looking for an Sustainability Compliance Officer to join our team in Leeds. The role will be responsible for collating and validating PAS 2030:2023 compliance paperwork and maintaining the necessary associated accreditations. · This is a full-time role. · ...

The post holder will provide an excellent customer service through liaising with potential employers, · Effective account management to support employers through an efficient on boarding and on programme process. · The post holder will contribute to maintaining effective streamli ...

The purpose of this role is to promote legal and regulatory compliance within the business by monitoring business activity, influencing stakeholders and providing advice and guidance on compliance topics, to ensure business objectives are aligned with regulatory requirements · T ...

Meraki Talent are working with an established and respected wealth and investment management firm who are seeking several experienced Compliance Monitoring Officers to join its second-line compliance function. · ...