Compliance Assistant - Southampton, United Kingdom - AJ Fox Compliance

Tom O´Connor

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Tom O´Connor

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Description

Our client is a progressive and fast-growing regional law firm seeking to hire a Risk & Compliance Officer to join their team in Southampton.

This is a fantastic opportunity for somebody who is looking to make a meaningful impact on the firm and play a key role in delivering the firm's risk management strategy.


In this role, you will be working closely with the General Counsel to support the client intake process and help the firm meet their regulatory obligations.


Your responsibilities will include:

  • Supporting risk projects
  • Renewing accreditations and practicing certificates for the firm
  • Supporting on daytoday risk and compliance issues such as AML, file opening, conflicts, systems, policies, and processes
  • Maintaining risk management policies
  • Preparing reports and gathering data
  • Assisting with risk and compliance learning and development

Salary:
Up to £30,000.00 per year


Benefits:


  • Work from home

Schedule:

  • Monday to Friday

Work Location:
Hybrid remote in Southampton

Reference ID: 501

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