Compliance Officer - London, United Kingdom - The Risk Partners London
Description
Our Client:
We are working with a global Investment Bank / Capital Markets business in the search for a Compliance Monitoring and Surveillance Analyst to be a part of their London based team.
Responsibilities:
- Undertake daily post trade surveillance monitoring (review and escalate)
- Use PowerBI to deal with nonautomated Trade Surveillance
- Complete riskbased desk and thematic reviews
- Monitoring Communications
- Ensure appropriate documentation is dealt with
The Requirements:
- Good academics, ideally including CISI
- Proven Compliance Monitoring & Surveillance experience
- Must have Investment Banking or Capital Markets experience (including related Products)
- Experience in the front office is preferable
- FCA, MIFID II, MAR knowledge is required
The Risk Partners.... Trusted Partners in Global Governance Recruitment
Job Types:
Full-time, Permanent
Salary:
£45,000.00-£55,000.00 per year
Benefits:
- Work from home
Schedule:
- Monday to Friday
Work Location:
Hybrid remote in London
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