Market Equities Compliance Officer - London

We are seeking a skilled Compliance Officer to strengthen governance, risk and assurance activity for a property and planning consultancy to help drive a positive, compliant culture across the organisation. · Maintain and update key compliance registers, including risk, gifts and ...

We are seeking a Compliance Officer to help build out and oversee compliance for our regulated investment advisory business. · ...

We are seeking a proactive Compliance Officer to serve as a primary contact for all compliance matters within our UK Business. You will provide expert advice and guidance while supporting the Chief Compliance Officer with Group reporting and participation in industry committees. ...

We are seeking an experienced Risk & Compliance professional to join our team in London. · Analysing conflict search results to identify potential conflictsResearching new clients for CDD purposesManaging incoming requests for new client/matter openingsAssisting with testing soft ...

We are seeking a proactive Compliance Officer to serve as a primary contact for all compliance matters within our UK Business.You will provide expert advice and guidance while supporting the Chief Compliance Officer with Group reporting and participation in industry committees. · ...

We are seeking a Compliance Officer to join our team at a regulated brokerage business in London. · Support the implementation and ongoing monitoring of the firm's regulatory compliance framework. · ...

Our client is seeking a Compliance Officer to help build out and oversee compliance for the regulated investment advisory business. · ...

We are recruiting a Compliance Officer for our London office. · Perform investigative analyses of compliance and financial crime risks globally. · Forefront OSINT research and writing on counterparties. · ...

Job summary · A world-leading global hedge fund is looking to add an exceptional individual into their Compliance function. · Qualifications3-5 years of experience in trade surveillance for a buy-side firm. · ...

Our client is seeking a Compliance Officer to help build out and oversee compliance for the regulated investment advisory business, and play a critical role in their ambitious future plans. · ...

The Compliance Officer will be responsible for participating in projects to expand and improve the global compliance program with particular focus on UK regulations conducting monitoring and testing of the firm's businesses in the UK performing electronic communication surveillan ...

A global investment management firm is seeking a Compliance Officer to join its UK-based compliance team. · Overses distribution arrangements for regulatory compliance. · ...

+Titan Wealth is a fast-growing wealth management business. · ...

We have a couple of exciting opportunities within a growing compliance and risk function at a London Boutique Law firm for two people to join their risk and Compliance team in a compliance officer/analyst role. · ...

A world-leading global hedge fund is looking to add an exceptional individual into their Compliance function. · ...

A firm in our community has a Matched Principle license and is reactivating their operations after a recent Change in Control (CiC). They are seeking Compliance Officer that can take up both SMF16 (General Compliance) and SMF17 (AML) role. · The Role is to take over the complianc ...

We are looking for someone commercially minded who can balance regulatory obligations with practical business considerations ensuring compliance supports growth and customer outcomes. · Deliver compliance monitoring and quality assurance across key business areas including Mortga ...

We are looking for a Compliance Officer to join our team in London. · ...

The role provides a great opportunity to develop and grow your career in an exciting and growing business as part of an established compliance team. · ...

Job summary · Our client is a successful and growing hedge fund that leverages deep and established expertise in the commodities markets to deliver enviable returns for its investors. · ...

We're looking for a Compliance Officer in Malta to lead the regulatory and compliance efforts for our operations within the jurisdiction.You will be responsible for ensuring that BVNK remains in full compliance with the Malta Financial Services Authority (MFSA) regulations while ...