Senior Compliance Manager - Manchester, United Kingdom - MERJE Ltd

MERJE Ltd

Verified Company

Manchester, United Kingdom

1 week ago

Posted by:

Tom O´Connor

beBee Recruiter

Description

£70,000 + Benefits

Reporting directly to the Head of Compliance, the Senior Compliance Manager is responsible for helping direct and control the company's compliance activities overseeing the company's risk framework and contributing to thedevelopment of the Group.

The role will involve:

Management of the compliance function to ensure the company meets all regulatory requirements and guidance through the review of existing processes, procedures and controls and enhancing or implementing changes where required.
Staying up to date with proposed regulatory changes relevant to the Pensions Industry, provide impact analysis of such changes and ensure proactive communication with the business to develop appropriate policy and framework to manage the changes.
Provide day to day advice and guidance to the business on technical compliance matters relating to the sector.
Act as one of the first contact points for the Financial Conduct Authority, and other government bodies eg. FCSC
Provide reports where necessary to the wider group, including a Compliance Report directly to the Board of Directors.
To help deploy policies and procedures that align and monitor company activities to ensure compliance with government, legal and Company compliance standards.
Conduct compliance risk assessment processes to detect process gaps and inconsistencies.
Support and assist the business in the development and sign off new products.
Acting as the Complaints Manager, coordinating, investigating and responding to all complaints and regulatory type investigations within required timeframes.

Key Requirements:

Strong Technical Compliance and Risk Management knowledge including but not limited to AML/CFT, GDPR and laws and regulations in the Pension Industry.
Worked in the Financial Services Industry in a Compliance role for at least 5 years and have had exposure to dealing with confidence with Regulators.